Goodman & Nekvasil P.A., May Recover Investor Losses – Tiffany Kim Le (Tiffany Le) a/k/a Hue Kim Le Resigned from J.P. Morgan Securities LLC and Barred from Securities Industry
From 2012 until Tiffany Le’s resignation in 2014, Tiffany Le was licensed with J.P. Morgan Securities LLC. Tiffany Le was previously licensed with Chase Investment Services Corp. According to FINRA’s records, Tiffany Le resigned from J.P. Morgan Securities LLC on April 22, 2014. J.P. Morgan Securities LLC reported to FINRA that Tiffany Le resigned while under internal review for becoming power of attorney on a non-family member customer which is a violation of J.P. Morgan Securities LLC policy.
Subsequent to Tiffany Le’s resignation J.P. Morgan Securities LLC, FINRA investigated Tiffany Le and brought a disciplinary action against Tiffany Le. Tiffany Le was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on February 16, 2016. FINRA reports that Tiffany Le failed to respond to FINRA request for information.
If you lost any money on investments with Tiffany Le, while Tiffany Le was employed with J.P. Morgan Securities LLC and/or Chase Investment Services Corp., you may be able to recover your losses from J.P. Morgan Securities LLC and/or Chase Investment Services Corp. This is because J.P. Morgan Securities LLC and Chase Investment Services Corp. had a duty to supervise Tiffany Le.
If you lost money on investments with Tiffany Le and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against J.P. Morgan Securities LLC and/or Chase Investment Services Corp. concerning Tiffany Le’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Tiffany Le and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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