Goodman & Nekvasil P.A., May Recover Investor Losses – Edward Francis Vincent (Edward Vincent) Fired by LPL Financial LLC and Barred from Securities Industry
From 2008 until Edward Vincent’s firing in 2015, Edward Vincent was licensed with LPL Financial LLC. According to FINRA’s records, Edward Vincent was fired by LPL Financial LLC on February 11, 2015. LPL Financial LLC reported to FINRA that Edward Vincent was accused of violating firm policy regarding outside business activities.
Subsequent to Edward Vincent’s firing by LPL Financial LLC, FINRA investigated Edward Vincent and brought a disciplinary action against Edward Vincent. Edward Vincent was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on January 11, 2016. FINRA reports that Edward Vincent failed to respond to FINRA request for information.
If you lost any money on investments with Edward Vincent, you may be able to recover your losses from LPL Financial LLC. This is because LPL Financial LLC had a duty to supervise Edward Vincent.
If you lost money on investments with Edward Vincent and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC concerning Edward Vincent’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Edward Vincent and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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