Goodman & Nekvasil P.A, May Recover Investor Losses – Michael Edward Olinde (Mike Olinde) Under Investigation by FINRA and Fired by LPL Financial LLC
From 2009 until Mike Olinde’s firing in 2017, Mike Olinde was licensed with LPL Financial LLC. Mike Olinde is now licensed with Capital Financial Services, Inc. According to FINRA’s records, Mike Olinde was fired by LPL Financial LLC on May 26, 2017. LPL Financial LLC reported to FINRA that Mike Olinde was fired after being accused of violating firm policy regarding outside business activities.
Subsequent to Mike Olinde’s firing, FINRA began a formal investigation on October 4, 2017, regarding Mike Olinde’s outside business activity. This investigation is pending.
If you lost any money on investments with Mike Olinde, you may be able to recover your losses from LPL Financial LLC and/or Capital Financial Services, Inc. This is because LPL Financial LLC and Capital Financial Services, Inc. had a duty to supervise Mike Olinde.
If you lost money on investments with Mike Olinde, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC and/or Capital Financial Services, Inc., concerning Mike Olinde’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with Mike Olinde and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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