Goodman & Nekvasil P.A, May Recover Investor Losses – Christopher Ronald Olson (Christopher Olson) Permitted to Resign from National Planning Corporation
From 2005 until Christopher Olson’s resignation in 2013, Christopher Olson was licensed with National Planning Corporation. Christopher Olson was then licensed with Berthel, Fisher & Company Financial Services, Inc. According to FINRA’s records, Christopher Olson was permitted to resign from National Planning Corporation on March 29, 2013. National Planning Corporation reported to FINRA that Christopher Olson was permitted to resign after being accused of failing to disclose outside business activities and failing to disclose client involvement in said activities involving promissory notes.
FINRA reports an arbitration claim was filed alleging that Christopher Olson recommended several unsuitable transactions in real estate investment trusts (REITs) and real estate investments involving Waterway Holdings Group, LLC. The claim also alleged breach of fiduciary duty, negligence, misrepresentations, respondeat superior, negligent supervision, and violation of numerous FINRA and NASD rules. The claimant was awarded $6,157,844.
Additionally, FINRA reports that Christopher Olson filed for Chapter 7 bankruptcy on August 27, 2013. The primary reason for the filing was that Christopher Olson had substantial commercial real estate loans which he had personally guaranteed but was unable to pay.
If you lost any money on investments with Christopher Olson, including investments in Waterway Holdings Group, LLC, you may be able to recover your losses from National Planning Corporation and/or Berthel, Fisher & Company Financial Services, Inc. This is because National Planning Corporation and Berthel, Fisher & Company Financial Services, Inc. had a duty to supervise Christopher Olson.
If you lost money on investments with Christopher Olson, including investments in Waterway Holdings Group, LLC, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against National Planning Corporation and/or Berthel, Fisher & Company Financial Services, Inc., concerning Christopher Olson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Christopher Olson, including investments in Waterway Holdings Group, LLC, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Christopher Ronald Olson, Christopher Olson, FINRA, Waterway Holdings, National Planning Corporation, Berthel Fisher, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities