Goodman & Nekvasil P.A, May Recover Investor Losses – Chad Daniel Hornaday (Chad Hornaday) Barred from the Securities Industry and Permitted to Resign from AXA Advisors, LLC
From 2013 until Chad Hornaday’s resignation in 2016, Chad Hornaday was licensed with AXA Advisors, LLC. Chard Hornaday was previously licensed with National Planning Corporation. According to FINRA’s records, Chad Hornaday was permitted to resign from AXA Advisors, LLC on August 31, 2016. AXA Advisors, LLC reported to FINRA that Chad Hornaday was permitted to resign after the firm began conducting an internal review based upon allegations that Chad Hornaday received loans from a client and made an investment away from the firm.
Subsequent to Chad Hornaday’s resignation, FINRA brought a disciplinary action against Chad Hornaday. Chad Hornaday was barred from the securities industry for failing to respond to FINRA requests for information.
FINRA reports that an arbitration claim was filed recently alleging Chad Hornaday solicited personal loans, embezzled monies by selling non-existent and unregistered securities, engaged in selling away and made unsuitable recommendations.
If you lost any money on investments or loans with Chad Hornaday, you may be able to recover your losses from AXA Advisors, LLC and/or National Planning Corporation. This is because AXA Advisors, LLC and National Planning Corporation had a duty to supervise Chad Hornaday.
If you lost money on investments or loans with Chad Hornaday, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against AXA Advisors, LLC and/or National Planning Corporation, concerning Chad Hornaday’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments or loans with Chad Hornaday, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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