William August Glaser (Bill Glaser) Barred from Securities Industry and Fired by National Planning Corporation — Goodman & Nekvasil P.A, May Recover Investor Losses on Promissory Notes
From 2007 until Bill Glaser’s firing in 2017, Bill Glaser was licensed with National Planning Corporation. According to FINRA’s records, Bill Glaser was fired by National Planning Corporation on June 26, 2017. National Planning Corporation reported to FINRA that Bill Glaser was fired after the firm received an arbitration claim containing allegations involving that Bill Glaser solicited a private investment away from the firm. According to National Planning Corporation, Bill Glaser admitted to personally making a similar private investment that was not previously disclosed to or approved by the firm.
Subsequent to Bill Glaser’s firing, FINRA brought a disciplinary action against Bill Glaser in 2017. Bill Glaser consented to bar from the securities industry. FINRA reports that Bill Glaser consented to the entry of findings that Bill Glaser refused to respond to FINRA requests for information and documents in connection with an investigation into the circumstances surrounding the termination of Bill Glaser’s registration by his member firm.
FINRA also reported that Bill Glaser is under investigation by the FBI and US Attorney’s office related to investments involving Paul Creager and his companies.
If you lost any money on investments with Bill Glaser, including investments in promissory notes, you may be able to recover your losses from National Planning Corporation. This is because National Planning Corporation had a duty to supervise Bill Glaser.
If you lost money on investments with Bill Glaser, including investments in promissory notes, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against National Planning Corporation, concerning Bill Glaser’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Bill Glaser, including investments in promissory notes, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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