Imran Razvi – Imran Nazir Razvi (Raz Razvi) Formerly Licensed with Lincoln Financial Securities Corporation – Goodman & Nekvasil P.A. Files Arbitration Claims on Woodbridge Mortgage Investment Fund  Imran Razvi (Raz Razvi) was licensed with Lincoln Financial Securities Corporation from April 2017 to March 2018. Raz Razvi was previously licensed with The O.N. Equity Sales Company and Park Avenue Securities, LLC. Goodman & …

Floyd Powell – Floyd Earl Powell – Formerly Licensed Financial Advisor with MML Investors Services, LLC and MSI Financial Services, Inc. – Goodman & Nekvasil P.A. Files Arbitration Claim on Woodbridge Mortgage Investment Fund Goodman & Nekvasil, P.A. has filed an arbitration claim against MML Investors Services, LLC and/or MSI Financial Services, Inc. seeking to recover monies lost by an investor …

Behavioral Recognition Systems, Inc. (BRS Labs) n/k/a Giant Gray and Ray C. Davis Charged by SEC – Goodman & Nekvasil, P.A., May Recover Investor Losses  BRS Labs – Behavioral Recognition Systems, Inc. – Giant Gray – Ray C. Davis Charged  by SEC Behavioral Recognition Systems, Inc. (BRS Labs) now known as Giant Gray, Inc., is a Texas corporation whose principal place …

Ascenergy LLC, Joey Gabaldon, PYCKL LLC and Alanah Energy, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Ascenergy LLC, Joey Gabaldon, PYCKL LLC and Alanah Energy, LLC The Securities and Exchange Commission announced that it has obtained a final judgment against Ascenergy LLC, Joseph Gabaldon, and Alanah Energy, LLC. The SEC’s complaint alleges that, since …

Intertech Solutions, Inc., William Scott Marshall and David Michael Naylor – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Intertech Solutions, Inc., William Scott Marshall and David Michael Naylor The Securities and Exchange Commission has charged Intertech Solutions, Inc. and its principals with conducting a multi-million dollar offering fraud. The SEC alleges that Nevada-based microcap …

Marcus Duane Parker (Marcus Parker) Barred from Securities Industry, Formerly Licensed with Wells Fargo Clearing Services, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses Marcus Parker was licensed with Wells Fargo Clearing Services, LLC from 2008 until 2017. Marcus Parker was barred from the securities and investment banking industry on February 16, 2018. FINRA reports that Marcus Parker …

Brett Ashy, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brett Ashy CRD #5794420 From 2015 until Brett Ashy’s discharge in 2016, Brett Ashy was licensed with MWA Financial Services, Inc. Brett Ashy was previously licensed with NYLife Securities LLC. According to FINRA’s records, Brett Ashy was discharged from MWA Financial Services, Inc. …

Francis Gendlek – Financial Advisor Francis Gendlek Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Francis Gendlek CRD #1054226 From 2006 until 2014, Francis Gendlek was licensed with TFS Securities, Inc. From 2015 until 2016, Francis Gendlek was licensed with IFS Securities. According to FINRA’s records, Francis Gendlek was permitted to resign from IFS Securities, Inc. …

David Olson – David Warren Olson, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses From 2010 until David Olson’s discharge in 2016, David Olson was licensed with Morgan Stanley in St. Petersburg, Florida. According to FINRA’s records, David Olson was discharged from Morgan Stanley on December 20, 2016. Morgan Stanley reported to FINRA …

Mark Kaplan – Financial Advisor Mark Kaplan Barred from Securities Industry  | Goodman & Nekvasil, P.A. May Recover Investor Losses Mark Kaplan CRD #1978048 Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with Mark Kaplan. According to FINRA, Mark Kaplan was barred from the securities industry on March 7, 2018. FINRA reports that Mark Kaplan …