John Eads – Arbitration Claim Filed Involving Financial Advisor/Broker John Eads

John Eads – Arbitration Claim Filed Involving Financial Advisor/Broker John Eads | Goodman & Nekvasil P.A. May Recover Investor Losses

John Eads CRD #2764843

Since November 2009, John Eads has been licensed with AXA Advisors, LLC. FINRA reports that an arbitration claim has been filed while John Eads was licensed with AXA Advisors, LLC, alleging that John Eads made unsuitable recommendations in the purchase of an annuity in March 2015. This claim was settled by AXA Advisors, LLC for $85,821.20.  

FINRA also reports two other settlements of claims that involve John Eads’ conduct, with the larger settlement being $100,000.

If you lost any money on investments with John Eads, you may be able to recover your losses from AXA Advisors, LLC. This is because AXA Advisors, LLC had a duty to supervise John Eads.

If you lost money on investments with John Eads and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against AXA Advisors, LLC concerning John Eads’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with John Eads and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

John Eads, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, John Eads

Contact Us Today!

[]
1 Step 1
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder