GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – RICARDO SANCHEZ LICENSED WITH PFS INVESTMENTS, INC.
Since August 2000, Ricardo Sanchez has been licensed with PFS Investments, Inc. FINRA reports that two arbitration claims have been filed during Ricardo Sanchez’s employment with PFS Investments, Inc. alleging that Ricardo Sanchez made misstatements related to an employee’s decision to transfer from a non-PFS investments defined benefit plan to a non-PFS investments defined contribution plan. Both claims were settled by PFS Investments, Inc. for $277,534 and $55,474.
If you lost any money on investments with Ricardo Sanchez, you may be able to recover your losses from PFS Investments, Inc. This is because PFS Investments, Inc. had a duty to supervise Ricardo Sanchez.
If you lost money on investments with Ricardo Sanchez and believe that the investments may have been unsuitable or otherwise improper for you, or if you experienced losses in connection with a transfer from a defined benefit plan to a defined contribution plan, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against PFS Investments, Inc. concerning Ricardo Sanchez’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments or in connection with a transfer from a defined benefit plan to a defined contribution plan with Ricardo Sanchez and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.