GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – SAUL JOSEPH ROSEN LICENSED WITH FMSBONDS, INC.
Since November 1997, Saul Rosen has been licensed with FMSBonds, Inc. FINRA reports that an arbitration claim against Saul Rosen and FMSBonds, Inc. was filed in February 2015. The claimant alleged breach of fiduciary duty, negligence, negligent misrepresentations and omissions, mismarking of order tickets, and breach of contract by Saul Rosen while Saul Rosen was employed with FMSBonds, Inc. This case did not settle and proceeded to final hearing. The arbitration panel issued a $218,600 award against FMSBonds, Inc.
If you lost any money on investments with Saul Rosen, you may be able to recover your losses from FMSBonds, Inc. This is because FMSBonds, Inc. had a duty to supervise Saul Rosen.
If you lost money on investments with Saul Rosen and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against FMSBonds, Inc. concerning Saul Rosen’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Saul Rosen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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