Goodman & Nekvasil P.A., May Recover Investor Losses | John Stanley Roginski – John Roginski, Arbitration Claim Filed Involving Financial Advisor  John Roginski was previously licensed with MML Investors Services, LLC and Securities America, Inc. John Roginski reported to FINRA that claimants allege that from early 2010 to 2015, John Roginski recommended investments in penny stocks and volatile energy stocks. …

Mario Telfair, Financial Advisor Resigned from Pruco Securities, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses |  From 2015 until Mario Telfair’s resignation in 2017, Mario Telfair was licensed with Pruco Securities, LLC. According to FINRA’s records, Mario Telfair voluntarily resigned from Pruco Securities, LLC. on May 22nd, 2017. Pruco Securities, LLC. reported to FINRA that resigned after Pruco …

Jaret Mutter, Virginia State Corporation Commission Places Jared Mutter Under Special Supervision | Goodman & Nekvasil P.A, May Recover Investor Losses  Jaret Mutter was licensed with Suntrust Investment Services, Inc., Investment Centers of America, Inc. and is now licensed with Cetera Advisor Networks LLC. FINRA reports that 5 customer disputes involving Jaret Mutter’s conduct have been filed. These customer disputes allege …

Goodman & Nekvasil P.A., May Recover Investor Losses | Emil Skyba – Financial Advisor Emil Skyba Barred from Securities Industry by FINRA  Emil Skyba Financial Advisor CRD #426026 Emil Skyba was previously licensed with Westport Capital Markets, LLC and UBS Financial Services, Inc. FINRA reports that Emil Skyba was barred from the securities industry in May 2018. According to FINRA: Emil Skyba …

Goodman & Nekvasil P.A., May Recover Investor Losses | Frank Passarelli – Financial Advisor Frank Passarelli Suspended from Securities Industry  Frank Passarelli CRD #1114420 Frank Passarelli was licensed with Park Avenue Securities LLC from 1999 until Frank Passarelli’s discharge in 2013. Frank Passarelli was then licensed with The O.N. Equity Sales Company from 2013 until Frank Passarelli’s discharge in 2015. FINRA …

Farid Morim, Financial Advisor Farid Morim Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  Farid Morim Financial Advisor CRD #5023477 Farid Morim was previously licensed with J.P. Morgan Securities LLC. FINRA reports that Farid Morim was barred from the securities industry in February 2018. ACCORDING TO FINRA: Farid Morim was named a respondent in a FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses | Noel Carino Financial Advisor Barred from Securities Industry  Noel Carino was licensed with General Securities Corp from 2006 to 2017. FINRA reports that Noel Carino consented to the sanction and to the entry of findings that Noel Carino refused to  provide documents and information requested by FINRA in connection with its investigation …

Kari Bracy – Kari Marlin Bracy, Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses on Future Income Payments Kari Bracy was licensed with NYLife Securities LLC from 2009 to 2019. Kari Bracy reported to FINRA that an arbitration claim was filed involving Kari Bracy’s conduct while employed with NYLife Securities LLC. Kari Bracy …

Goodman & Nekvasil P.A, May Recover Your Investment Losses | Alan Grane Cashaw Jr. (Alan Cashaw) Financial Advisor Barred from Securities Industry  Alan Cashaw was licensed with FSC Securities Corporation from 2008 until Alan Cashaw’s discharge in 2014. FINRA reports that Alan Cashaw was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on May …

Goodman & Nekvasil P.A., May Recover Investor Losses | Raymond John Pirrello Jr. – Raymond Pirrello, Financial Advisor Suspended from Securities Industry  Raymond Pirrello was licensed with Garden State Securities, Inc. from 2008 until 2016. FINRA reports that Raymond Pirrello was suspended from the securities industry on November 20th, 2018 for 18 months and ordered to pay a $20,000 monetary fine. …