David Barber – Financial Advisor David Barber Barred from Securities Industry | Goodman & Nekvasil P.A. May Recover Investor Losses David Barber CRD #1165082 Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with David Barber. According to FINRA, David Barber was barred from the securities industry on March 6, 2018. FINRA reports that FINRA …
Herbert Voss – Financial Advisor Herbert Voss Barred from Securities Industry
Herbert Voss – Financial Advisor Herbert Voss Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Herbert Voss CRD #1014475 From 2009 until Herbert Voss’ discharge in 2018, Herbert Voss was licensed with Stockcross Financial Services, Inc. According to FINRA’s records, Herbert Voss was discharged from Stockcross Financial Services, Inc. on May 23, 2018 relating to unauthorized option …
Jonathan Sweeney – Jonathan George Sweeney – Barred from Securities Industry, Formerly Licensed with Navy Federal Brokerage Services, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Jonathan Sweeney – Jonathan George Sweeney – Barred from Securities Industry, Formerly Licensed with Navy Federal Brokerage Services, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses From 2011 until Jonathan Sweeney’s discharge in 2016, Jonathan Sweeney was licensed with Navy Federal Brokerage Services, LLC. According to FINRA’s records, Jonathan Sweeney was discharged from Navy Federal Brokerage Services, LLC …
Joseph Pratte – Financial Advisor Joseph Pratte Barred from Securities Industry
Joseph Pratte – Financial Advisor Joseph Pratte Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joseph Pratte CRD #818045 From 1982 until Joseph Pratte’s discharge in 2017, Joseph Pratte was licensed with Signator Investors, Inc. According to FINRA’s records, Joseph Pratte was discharged from Signator Investors, Inc. on December 18, 2017. Signator Investors, Inc. reported …
John Maccoll – John Cochran Maccoll, Charged by SEC
John Maccoll – John Cochran Maccoll, Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses John Maccoll, John Cochran Maccoll CRD # 839441 Securities and Exchange Commission Charges John Maccoll, Formerly Licensed with UBS Financial Services, Inc. The Securities and Exchange Commission announced that it has charged John Maccoll, a former registered representative with UBS Financial Services, Inc. …
Dan Rudden Confesses to Financial Visions Ponzi Scheme | Call Goodman & Nekvasil, P.A. Today
Call Goodman & Nekvasil, P.A. Today | Dan Rudden and Financial Visions Involved in Ponzi Scheme Dan Rudden, Financial Visions Inc., Financial Visions West, LLC, Financial Visions West1, committed securities fraud by operating a Ponzi scheme, according to SEC allegations. The SEC alleges that from approximately 2001 through approximately July 2018, the Financial Visions Companies raised as much as $55 million …
Asterias Biotherapeutics, Inc. (AST) – Goodman & Nekvasil, P.A. May Recover Investor Losses
Goodman & Nekvasil, P.A. May Recover Investor Losses – Asterias Biotherapeutics, Inc. (AST) Asterias Biotherapeutics, Inc. (AST) is a biotechnology company focusing in the cutting-edge field of regenerative medicine. The company was originally known as BioTime Acquisition Corporation but changed its name in 2013. Recently issued securities such as Asterias Biotherapeutics, Inc. tend to be more volatile than established securities …
VelocityShares Daily Inverse VIX Short-Term ETN (XIV) – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – VelocityShares Daily Inverse VIX Short-Term ETN (XIV) VelocityShares Daily Inverse VIX Short-Term ETN (XIV) is a high-risk, exchange-traded security that is supposed to give the opposite return of the Cboe Volatility Index (VIX). According to CNBC, a Swiss Bank (Credit Suisse) has taken the product off the market. According to CNBC, …
Puerto Rico Bond Losses – Goodman & Nekvasil, P.A., Is Investigating Investor Claims Concerning Puerto Rico Bonds
Goodman & Nekvasil, P.A., Is Investigating Investor Claims Concerning Puerto Rico Bonds – Puerto Rico Bond Losses Goodman & Nekvasil, P.A., has been contacted by investors in Puerto Rico Bonds who are very concerned that they have lost some or all their investment. The value of Puerto Rico bonds have fallen considerably. By August 2015, the Puerto Rican government had defaulted on major …
Christopher Todd Wendel (Chris Wendel) Financial Advisor, Fired by SA Stone Wealth Management Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds
Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds – Christopher Todd Wendel (Chris Wendel) Financial Advisor, Fired by SA Stone Wealth Management Inc. From 2014 until Chris Wendel’s firing in 2017, Chris Wendel was licensed with SA Stone Wealth Management Inc. According to FINRA’s records, Chris Wendel was fired by SA Stone Wealth Management Inc. on …