Goodman & Nekvasil, PA May Recover Investor Losses | Lewis Robinson – Financial Advisor Lewis Robinson Discharged by Morgan Stanley Lewis Robinson CRD #1630516 From 2009 until his firing in 2015, Lewis Robinson worked for Morgan Stanley. According to FINRA’s records, Lewis Robinson was fired by Morgan Stanley on October 6, 2015. Morgan Stanley reported to FINRA that allegations against Lewis …

Goodman & Nekvasil, P.A. May Recover Investor Losses | Charles Frieda – Charles Henry Frieda, Arbitration Claim Filed Against Financial Advisor Charles Frieda CRD #5502319 Since October 2012, Charles Frieda has been licensed with Wells Fargo Clearing Services, LLC. FINRA reports that 44 arbitration claims have been filed while Charles Frieda was licensed with Wells Fargo Clearing Services, LLC, alleging …

Charles Lynch – Charles Bernard Lynch Jr, Arbitration Claims Filed Involving Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Lynch CRD #3004877 Since October 2012, Charles Lynch was licensed with Wells Fargo Advisors, LLC. FINRA reports that 46 arbitration claims have been filed during Charles Lynch’s employment with Wells Fargo Advisors, LLC, alleging that Charles Lynch …

GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR INVESTMENT LOSSES – VOYAGER FINANCIAL GROUP, LLC a/k/a VFG, LLC Numerous states have brought enforcement actions against Voyager Financial Group, LLC, a/k/a VFG, LLC, alleging that Voyager Financial Group, LLC, a/k/a VFG, LLC, sold these investments in violation of state securities laws. The New Mexico Securities Division filed an action in December 2013 alleging that …

GOODMAN & NEKVASIL CAN RECOVER YOUR INVESTMENT LOSSES ON VOYAGER FINANCIAL GROUP, LLC a/k/a VFG, LLC – JOHN THOMAS OATES, JR. – SUSPENDED FROM SECURITIES INDUSTRY John Thomas Oates, Jr., was suspended from the securities and investment banking industry for 6 months by the Financial Industry Regulatory Authority (“FINRA”) for selling approximately $1.4 million in Voyager Financial Group, LLC a/k/a VFG, …

Paul Blum – Financial Advisor Paul Blum Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Paul Blum CRD #735003 Paul Blum was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) in August 2017 for refusing to appear for on-the-record testimony during an investigation regarding customer complaints and arbitration …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JOHN ROTHROCK MCKINSTRY JR. FIRED BY MOLONEY SECURITIES CO., INC. From 2004 until his firing in 2015, John McKinstry Jr. was licensed with Moloney Securities Co., Inc. According to FINRA’s records, John McKinstry Jr. was fired by Moloney Securities Co., Inc. on August 7, 2015. Moloney Securities Co., Inc. reported to …

GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – ELAINE DIONES LACERTE SUSPENDED FROM SECURITIES INDUSTRY Elaine LaCerte was suspended from the securities and investment banking industry for six months by the Financial Industry Regulatory Authority (FINRA) in August 2017. Elaine LaCerte consented to the entry of FINRA findings that Elaine LaCerte engaged in an unsuitable pattern of short-term trading of …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES  –  JOHN CROSBY EDES TERMINATION BY EQUITY SERVICES, INC. From 2004 until his termination in 2016, John Edes worked for Equity Services, Inc. Following John Edes’ termination by Equity Services, Inc., FINRA investigated John Edes and brought a disciplinary action against John Edes. John Edes consented to being barred from the securities and …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – RICHARD ERIC POSTON FIRED BY H. BECK, INC. From 2010 until his firing in 2015, Richard Poston was licensed with H. Beck, Inc. According to FINRA records, Richard Poston was fired by H. Beck, Inc. on December 9, 2015. H. Beck, Inc. reported to FINRA that Richard Poston was fired for failing to …