GOODMAN & NEKVASIL CAN RECOVER YOUR INVESTMENT LOSSES ON VOYAGER FINANCIAL GROUP, LLC a/k/a VFG, LLC – JOHN THOMAS OATES, JR. – SUSPENDED FROM SECURITIES INDUSTRY
John Thomas Oates, Jr., was suspended from the securities and investment banking industry for 6 months by the Financial Industry Regulatory Authority (“FINRA”) for selling approximately $1.4 million in Voyager Financial Group, LLC a/k/a VFG, LLC, and receiving approximately $69,000 in payments.
FINRA’s suspension of John Thomas Oates, Jr., followed on the heels of his discharge by Cetera Financial Specialists, LLC, on June 15, 2014. Cetera Financial Specialists, LLC, reported to FINRA that John Thomas Oates, Jr., violated investment-related statutes, regulations, rules or industry standards of conduct.
If you invested in Voyager Financial Group, LLC a/k/a VFG, LLC through John Thomas Oates, Jr., or if you lost money on any other investments through John Thomas Oates, Jr., you may be able to recover your investment losses from Cetera Financial Specialists, LLC. This is because Cetera Financial Specialists, LLC, had a duty to supervise John Thomas Oates, Jr.
We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Cetera Financial Specialists, LLC. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you invested in Voyager Financial Group, LLC a/k/a VFG, LLC, or lost money on other investments with John Thomas Oates, Jr., and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.