Goodman & Nekvasil P.A., May Recover Investor Losses | Matthew Cochran – Financial Advisor Matthew Cochran Barred from Securities Industry  Matthew Cochran #5853600 Matthew Cochran was licensed with Northwestern Mutual Investment Services, LLC from 2011 to 2017. FINRA reports that Matthew Cochran was barred from the securities industry in March 2018. FINRA reports that Matthew Cochran consented to the sanction and …

Goodman & Nekvasil P.A., May Recover Investor Losses | Sam Aziz, Financial Advisor Barred from Securities Industry  Sam Aziz was a previously licensed financial advisor. Sam Aziz was barred from the securities and investment banking industry in March 2019. FINRA reports that Sam Aziz consented to the sanction and to the entry of findings that Sam Aziz refused to appear for …

Goodman & Nekvasil P.A., May Recover Investor Losses | Raymond Keith Malicki (Raymond Malicki), Financial Advisor Barred from Securities Industry Raymond Malicki was previously licensed with Oppenheimer & Co. Inc. and Morgan Stanley. FINRA reports that Raymond Malicki was barred from the securities industry on February 19, 2019. FINRA reports that Raymond Malicki consented to the sanction and to the entry …

Barry Connell, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Barry Connell CRD #3070984 Barry Connell was licensed with Morgan Stanley from 2009 to 2016. FINRA reports that Barry Connell was barred from the securities industry in April 2017. ACCORDING TO FINRA: Barry Connell failed to respond to FINRA request for information. According to …

Goodman & Nekvasil P.A., May Recover Investor Losses | Adrian Torres Ortega (Adrian Ortega), Financial Advisor Barred from Securities Industry  Adrian Ortega was previously licensed with BBVA Securities, Inc. FINRA reports that Adrian Ortega was barred from the securities industry in April 2019. ACCORDING TO FINRA: Adrian Ortega consented to the sanction and to the entry of findings that he failed to …

Goodman & Nekvasil P.A., May Recover Investor Losses | Edward Earl Matthes – Edward Matthes, Financial Advisor Barred from Securities Industry  Edward Matthes was licensed with Mutual of Omaha Investor Services, Inc. from 2012 to 2019. FINRA reports that Edward Matthes was barred from the securities industry in March 2019. ACCORDING TO FINRA: Edward Matthes consented to the sanction and to …

Harold Couglar – Financial Advisor Harold Couglar Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Harold Couglar Financial Advisor CRD #1193367 Key Points Harold Couglar Barred from the Securities Industry by FINRA Harold Cougar Formerly Licensed with Montage Securities, Inc. Harold Couglar was licensed with Montage Securities, LLC from 2012 to 2017. FINRA reports that …

Goodman & Nekvasil P.A., May Recover Investor Losses | Frank Bazan – Financial Advisor Frank Bazan Suspended from Securities Industry  Frank Bazan Financial Advisor CRD #5593113 Frank Bazan was previously licensed with BBVA Securities, Inc. from 2013 to 2016. Frank Bazan consented to the sanctions and to the entry of findings that Frank Bazan failed to disclose that he was involved …

John Douglas Wade – John Wade, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses John Douglas Wade was a previously licensed financial advisor with U.S. Bancorp Investments, Inc. FINRA reports that John Douglas Wade was barred from the securities and investment banking industry in June 2018. ACCORDING TO FINRA: John Douglas Wade consented to …

Goodman & Nekvasil, P.A. May Recover Investor Losses | Kevin Woolf, CEO of Taylor Hotel Formerly Licensed with Morgan Stanley Barred from Securities Industry  Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with Kevin Woolf. According to FINRA, Kevin Woolf was barred from the securities industry on January 26, 2018. FINRA reports that Kevin Woolf …