Goodman & Nekvasil P.A, May Recover Investor Losses – Marco A Daniel (Marco Daniel) Licensed with PFS Investments Inc., Suspended from Securities Industry  Since 2005, Marco Daniel has been licensed with PFS Investments Inc. in Chula Vista, California. FINRA brought a disciplinary action against Marco Daniel in 2016. FINRA reports that Marco Daniel consented to a 4-month suspension from the securities …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jose Enrique Jimenez (Jose Jimenez) Suspended from Securities Industry and Fired by PFS Investments Inc.  From 1993 until Jose Jimenez’ firing in 2015, Jose Jimenez was licensed with PFS Investments Inc. According to FINRA records, Jose Jimenez was fired on March 6, 2015. PFS Investments Inc. reported to FINRA that Jose Jimenez …

Goodman & Nekvasil P.A, May Recover Investor Losses – Darwin Hayle Barred from Securities Industry and Fired by PFS Investments Inc.  From 2005 until Darwin Hayle’s firing in 2013, Darwin Hayle was licensed with PFS Investments Inc. According to FINRA records, Darwin Hayle was fired on February 25, 2013. PFS Investments Inc. reported to FINRA that Darwin Hayle was fired after …

Goodman & Nekvasil P.A, May Recover Investor Losses – Anthony Mark Farnsworth (Anthony Farnsworth) Previously Suspended from Securities Industry and Permitted to Resign from PFS Investments Inc.  From 2003 until Anthony Farnsworth’s resignation in 2013, Anthony Farnsworth was licensed with PFS Investments Inc. According to FINRA records, Anthony Farnsworth was permitted to resign on February 13, 2013. PFS Investments Inc. reported …

Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico bonds, closed-end municipal bond funds and stock issued by Puerto Rico banks – Luis Gabriel Gonzalez Rodriguez (Luis Gonzalez) Licensed with UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico  Since 2003, Luis Gonzalez has been licensed with UBS Financial Services Inc. and UBS Financial Services Incorporated …

Goodman & Nekvasil P.A, May Recover Investor Losses on Waterbos and other Investments – Perry Lynn De Leeuw (Perry De Leeuw) Barred from Securities Industry and Fired by PFS Investments Inc.  From 2004 until Perry De Leeuw’s firing in 2016, Perry De Leeuw was licensed with PFS Investments Inc. According to FINRA records, Perry De Leeuw was fired on April 27, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Godfrey Paul Jarabak (Godfrey Jarabak) Fired by Metlife Securities Inc. From 2006 until Godfrey Jarabak’s firing in 2012, Godfrey Jarabak was licensed with Metlife Securities Inc. According to FINRA records, Godfrey Jarabak was fired on June 6, 2012. Metlife Securities Inc. reported to FINRA that Godfrey Jarabak was fired after Godfrey Jarabak …

Goodman & Nekvasil P.A, May Recover Investor Losses – Kevin Paul Hudak (Kevin Hudak) Formerly Licensed with Cetera Advisor Networks LLC, Barred from Securities Industry From 2006 until 2014 Kevin Hudak was licensed with Cetera Advisor Networks LLC. FINRA brought a disciplinary action against Kevin Hudak in 2016. FINRA reports that Kevin Hudak consented to a bar from the securities industry. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Corey Dale Harmon (Corey Harmon) Fired by J.P. Morgan Securities LLC  From 2012 until Corey Harmon’s firing in 2013, Corey Harmon was licensed with J.P. Morgan Securities LLC. Corey Harmon was previously licensed with Chase Investment Services Corp. According to FINRA records, Corey Harmon was fired on August 23, 2013. J.P. Morgan …

Albert Franco – Financial Advisor Albert Franco Discharged from MML Investors Services, LLC | Goodman & Nekvasil, PA May Recover Investor Losses Albert Franco CRD #5331580 From 2009 until Albert Franco’s firing in 2013, Albert Franco was licensed with MML Investors Services, LLC. According to FINRA records, Albert Franco was fired on April 30, 2013. MML Investors Services, LLC reported …