Paul Falcon – Paul Anthony Falcon, Arbitration Claim Filed Against Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses
Paul Falcon CRD #2464566
Since July 2013, Paul Falcon was licensed with Aegis Capital Corp. FINRA reports that an arbitration claim has been filed, alleging that Paul Falcon made unsuitable investment recommendations and unauthorized and excessive trades. This pending arbitration claim involving Paul Falcon seeks $190,000.
If you lost any money on investments with Paul Falcon, you may be able to recover your losses from Aegis Capital Corp. This is because Aegis Capital Corp. had a duty to supervise Paul Falcon.
If you lost money on investments with Paul Falcon and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against his brokerage firm concerning Paul Falcon’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Paul Falcon and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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