Charles Frieda – Charles Henry Frieda, Arbitration Claim Filed Against Financial Advisor

Goodman & Nekvasil, P.A. May Recover Investor Losses | Charles Frieda – Charles Henry Frieda, Arbitration Claim Filed Against Financial Advisor

Charles Frieda CRD #5502319

Since October 2012, Charles Frieda has been licensed with Wells Fargo Clearing Services, LLC. FINRA reports that 44 arbitration claims have been filed while Charles Frieda was licensed with Wells Fargo Clearing Services, LLC, alleging that Charles Frieda engaged in unsuitable investments and misrepresentation. All 44 of these claims were settled by Wells Fargo Advisors, LLC with the largest settlements being for $850,000, $575,000, $490,000, and $275,000.

FINRA also reports that three more arbitration claims involving Charles Frieda’s conduct with Wells Fargo are pending.

If you lost any money on investments with Charles Frieda, you may be able to recover your losses from Wells Fargo Clearing Services, LLC. This is because Wells Fargo Clearing Services, LLC had a duty to supervise Charles Frieda.

We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Clearing Services, LLC concerning Charles Frieda’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Charles Frieda and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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