Mark Renz – Financial Advisor Mark Renz Discharged from Firm | Goodman & Nekvasil, P.A. May Recover Investor Losses
Mark Renz CRD #2606707
From 2010 until his firing in 2012, Mark Renz was licensed with Citigroup Global Markets, Inc. Mark Renz was then licensed with LPL Financial LLC from October 2012 until April 2014. According to FINRA’s records, Mark Renz was fired by Citigroup Global Markets, Inc. on Aug 10, 2012. Citigroup Global Markets, Inc. reported to FINRA that Mark Renz was fired after an investigation into Mark Renz’ discretionary trading of a client’s securities’ account. Citigroup Global Markets, Inc. reported that Mark Renz worked for a different business unit than the business unit in which the client’s account was held, and Mark Renz was not authorized by the firm to transact business in the client’s account.
If you lost any money on investments with Mark Renz while he was employed with Citigroup Global Markets, Inc. and/or LPL Financial LLC, you may be able to recover your losses from Citigroup Global Markets, Inc. and/or LPL Financial LLC. This is because Citigroup Global Markets, Inc. and LPL Financial LLC had a duty to supervise Mark Renz.
If you lost money on investments with Mark Renz and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Citigroup Global Markets, Inc. and/or LPL Financial LLC concerning Mark Renz’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Mark Renz and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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