GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – LUIS JACOB ALAYO RIERA FIRED BY RAYMOND JAMES & ASSOCIATES, INC. From 2011 until his firing in 2016, Luis Alayo-Riera worked for Raymond James & Associates, Inc. Luis Alayo-Riera now works for IFS Securities. According to FINRA records, Luis Alayo-Riera was fired by Raymond James & Associates, Inc. on December 22, 2016. …
MERYLL BIALA BANGSIL FORMERLY LICENSED WITH J.P. MORGAN SECURITIES LLC – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – MERYLL BIALA BANGSIL FORMERLY LICENSED WITH J.P. MORGAN SECURITIES LLC Since March 2016, Meryll Bangsil was licensed with UBS Financial Services, Inc. Meryll Bangsil was previously licensed with J.P. Morgan Securities, LLC. FINRA reports that an arbitration claim has been filed during Meryll Bangsil’s employment with J.P. Morgan Securities, alleging through power …
FELIX ALBERTO BARTOLOMEI FORMERLY LICENSED WITH SANTANDER SECURITIES, LLC – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES ON PUERTO RICO MUNICIPAL BONDS AND CLOSED-END FUNDS
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES ON PUERTO RICO MUNICIPAL BONDS AND CLOSED-END FUNDS – FELIX ALBERTO BARTOLOMEI FORMERLY LICENSED WITH SANTANDER SECURITIES, LLC Since November 2014, Felix Bartolomei was licensed with CUSO Financial Services, L.P. Felix Bartolomei was previously licensed with Santander Securities, LLC. FINRA reports that three arbitration claims have been filed during Felix Bartolomei’s employment with …
ROBERT EVAN YAHNEY LICENSED WITH MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED – GOODMAN & NEKVASIL P.A, MAY RECOVER OPTIONS LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER OPTIONS LOSSES – ROBERT EVAN YAHNEY LICENSED WITH MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Since November 1999, Robert Yahney has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that four arbitration claims, seeking the recovery of options losses have been filed, alleging unsuitable investment recommendations, misrepresentation, and/or omission of …
GREGORY RAY POWELL LICENSED WITH LPL FINANCIAL, LLC – GOODMAN AND NEKVASIL, P.A, MAY RECOVER YOUR INVESTMENT LOSSES
GOODMAN AND NEKVASIL, P.A, MAY RECOVER YOUR INVESTMENT LOSSES – GREGORY RAY POWELL LICENSED WITH LPL FINANCIAL, LLC Gregory Powell has been licensed with LPL Financial, LLC since 2005. According to FINRA records, an arbitration claim was filed in March 2017, alleging misrepresentations and mismanagement of accounts by, among other things, recommending and improper investment in an annuity and concentrating …
GIBRAN JOSE ABDALA HADAD LICENSED WITH VECTORGLOBAL WMG, INC. – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – GIBRAN JOSE ABDALA HADAD LICENSED WITH VECTORGLOBAL WMG, INC. Since November 2012, Gibran Jose Abdala Hadad has been licensed with VectorGlobal WMG, Inc. FINRA reports that an arbitration claim has been filed during Gibran Jose Abdala Hadad’s employment with VectorGlobal WMG, Inc., alleging that Gibran Jose Abdala Hadad made an unsuitable investment …
PAUL ITZCHAK ANTEVY LICENSED WITH FMSBONDS, INC. – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – PAUL ITZCHAK ANTEVY LICENSEDF WITH FMSBONDS, INC. Since March 2003, Paul Antevy has been licensed with FMSbonds, Inc. FINRA reports that an arbitration claim has been filed during Paul Antevy’s employment with FMSbonds, Inc., alleging that Paul Antevy recommended unsuitable municipal and corporate bonds. This claim was settled by FMSbonds, Inc. for …
WIMBERLY DILLARD MCCOY – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – WIMBERLY DILLARD MCCOY Since July 2015, Wimberly McCoy has been licensed with Stifel, Nicolaus & Company, Incorporated. Wimberly McCoy was previously licensed with Sterne, Agee & Leech, Inc. FINRA reports that a pending arbitration claim has been filed, alleging that Wimberly McCoy traded accounts on discretion and that the investments were …
Mark Trewitt – Mark Andrew Trewitt, Arbitration Claim Filed Against Financial Advisor
Goodman & Nekvasil, P.A. May Recover Investor Losses – Mark Trewitt – Mark Andrew Trewitt, Arbitration Claim Filed Against Financial Advisor Since November 2010, Mark Trewitt has been licensed with VFG Securities, Inc. FINRA reports that an arbitration claim was filed during Mark Trewitt’s employment with VFG Securities, Inc. This arbitration claim involving Mark Trewitt’s conduct with VFG Securities, Inc. was …
CARLOS W. SEDA FORMERLY LICENSED WITH ORIENTAL FINANCIAL SERVICES, CORP. – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – CARLOS W. SEDA FORMERLY LICENSED WITH ORIENTAL FINANCIAL SERVICES, CORP. Carlos Seda was formerly licensed with Kovack Securities (2014-2017), Oriental Financial Services, Corp. (2013-2014), and Santander Securities (2002-2007). FINRA reports that two arbitration claims have been filed while Carlos Seda’s was licensed with Oriental Financial Services, Corp. and Santander Securities, alleging unsuitable …