John Gordinier – Customer Dispute Settled Involving Financial Advisor John Gordinier | Goodman & Nekvasil P.A., May Recover Investor Losses John Gordinier Financial Advisor CRD #2363965 John Gordinier is currently licensed with J.J.B. Hilliard, W.L. Lyons, LLC in Louisville, Kentucky. According to John Gordinier’s CRD, a customer dispute was settled involving John Gordinier’s conduct. According to John Gordinier’s CRD, the claimants …
Jodie LaMarre – Financial Advisor Jodie LaMarre Suspended from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Jodie LaMarre, Financial Advisor Jodie LaMarre Suspended from Securities Industry Jodie LaMarre CRD #2127928 Jodie LaMarre was formerly licensed with Janney Montgomery Scott and Robert W. Baird & Co. Incorporated in Sarasota, Florida. FINRA reports that Jodie LaMarre was suspended from the securities industry for 1 year in March, 2018. According to …
Michael Siegel – Michael Alan Siegel, Financial Advisor Barred from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Michael Siegel – Michael Alan Siegel, Financial Advisor Barred from Securities Industry Michael Siegel was a formerly licensed financial advisor with National Securities Corporation and Concorde Investment Services, LLC in New Jersey. FINRA reports that Michael Siegel was barred from the securities and investment banking industry on October 28, 2016. FINRA reports …
Charles Friedlander, Customer Dispute Settled Involving Financial Advisor
Goodman & Nekvasil P.A., May Recover Investor Losses | Charles Friedlander, Customer Dispute Settled Involving Financial Advisor Charles Friedlander CRD #1766198 Charles Friedlander was formerly licensed with Merrill Lynch in Garden City, New York. According to Charles Friedlander’s CRD, a customer dispute was settled involving Charles Friedlander’s conduct. According to Charles Friedlander’s CRD, the customers alleged unsuitable investment recommendations from 2014 …
Abraham Heimann, Customer Disputes Settled Involving Financial Advisor
Goodman & Nekvasil P.A., May Recover Investor Losses | Abraham Heimann, Customer Disputes Settled Involving Financial Advisor Abraham Heimann was formerly licensed with Cetera Advisors, LLC in Alpharetta, Georgia. According to Abraham Heimann’s CRD, 8 customer disputes were settled involving Abraham Heimann’s conduct. Among other allegations, claimant(s) allege mishandling of account, unsuitable energy sector investments, breach of fiduciary duty and negligence. …
Stu Godin – Stuart Myles Godin, Customer Disputes Settled Involving Financial Advisor
Goodman & Nekvasil P.A., May Recover Investor Losses | Stu Godin – Stuart Myles Godin, Customer Disputes Settled Involving Financial Advisor Stu Godin is currently licensed with Western International Securities, Inc. in Los Angeles, California. Stu Godin was previously licensed with Financial West Group and RBC Capital Markets, LLC. According to Stu Godin’s CRD, 5 customer disputes were settled involving Stu …
John White – John Robert White, Financial Advisor Suspended from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | John White – John Robert White, Financial Advisor Suspended from Securities Industry John White is a currently licensed financial advisor with Frederick & Company, Inc in Pewaukee, Wisconsin. John White was previously licensed with Growth Capital Services, Inc. and ARI Financial Services, Inc. FINRA reports that John White was suspended from the …
Bradley Freimark – 20 Customer Disputes Settled Involving Financial Advisor Bradley Freimark
Goodman & Nekvasil P.A., May Recover Investor Losses | Bradley Freimark – 20 Customer Disputes Settled Involving Financial Advisor Bradley Freimark Bradley Freimark CRD #2883389 Bradley Freimark was previously licensed with Proequities, Inc. in Otsego, Minnesota. According to Bradley Freimark’s CRD, 20 customer disputes were filed involving Bradley Freimark’s conduct. Among other allegations, claimant(s) allege negligence, fraud, breach of fiduciary duty …
Dan Pugel – Daniel Edward Pugel, Financial Advisor Resigned from Firm
Goodman & Nekvasil P.A., May Recover Investor Losses | Dan Pugel – Daniel Edward Pugel, Financial Advisor Resigned from Firm Dan Pugel was a formerly licensed financial advisor with LPL Financial LLC in Seattle, Washington. LPL Financial LLC reported to FINRA that Dan Pugel resigned on March 20, 2017. LPL Financial LLC reported to FINRA that Dan Pugel allegedly violated investment-related …
Peter Cunningham, Sanctions Sought by State of Massachusetts against Financial Advisor Peter Cunningham
Goodman & Nekvasil P.A., May Recover Investor Losses | Peter Cunningham, Sanctions Sought by State of Massachusetts against Financial Advisor Peter Cunningham Peter Cunningham CRD #2400211 Peter Cunningham is a currently licensed financial advisor with Stockcross Financial Services, Inc. in Beverly Hills, CA. The Massachusetts Securities Division reported to FINRA that they are seeking sanctions against Peter Cunningham. The Massachusetts Securities …