GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JOSEPH ERIK ZENKER LICENSED WITH RAYMOND JAMES & ASSOCIATES, INC. Since March 2009, Joseph Zenker has been licensed with Raymond James & Associates, Inc. FINRA reports that an arbitration claim has been filed during Joseph Zenker’s employment with Raymond James & Associates, Inc., alleging negligence and breach of fiduciary duty and …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – TOM GILLIAM PARKS, JR. PERMITTED TO RESIGN FROM AMERIPRISE FINANCIAL SERVICES, INC.  From 1993 until his resignation in 2016, Tom Parks, Jr. was licensed with Ameriprise Financial Services, Inc. According to FINRA records, Tom Parks, Jr. resigned from Ameriprise Financial Services, Inc. on April 1, 2016. Ameriprise Financial Services, Inc. reported to …

GOODMAN & NEKVASIL MAY RECOVER YOUR LOSSES – NORTH DAKOTA DEVELOPMENTS, LLC AND ROBERT L. GAVIN AND DANIEL J. HOGAN In May 2015, the SEC filed a complaint against North Dakota Developments, LLC, Robert L. Gavin and Daniel J. Hogan. The SEC alleged that North Dakota Developments, LLC, and its owners, Robert L. Gavin and Daniel J. Hogan, fraudulently raised over …

GOODMAN & NEKVASIL MAY RECOVER YOUR LOSSES: NATIONWIDE AUTOMATED SYSTEMS, INC. AND JOEL GILLIS In 2014, the SEC filed a complaint against Nationwide Automated Systems, Inc. and Joel Gillis alleging that they raised at least $123 million in investor funds through ATM sale and lease back transactions. The SEC alleged that Nationwide Automated Systems, Inc. and Joel Gillis engaged in a …

Bernard Parker, Financial Advisor Bernard Parker Found Guilty of Securities Fraud | Goodman & Nekvasil, P.A. May Recover Investor Losses Bernard Parker CRD #2010184 On June 22, 2017, Bernard M. Parker was found guilty of one count of securities fraud, one count of mail fraud and four counts of filing false tax returns. According to the Assistant United States Attorneys …

James Kolf – Financial Advisor James Kolf Indicted for Theft | Goodman & Nekvasil, P.A. May Recover Investor Losses James Kolf CRD #1015682 In September 2016, James P. Kolf consented to a bar from the securities and investment banking industry by the Financial Industry Regulatory Authority (“FINRA”) for making material misrepresentations and omissions in the sale of purported securities called …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – MICHAEL GLENN SEYMOUR FINRA reports that an arbitration claim has been filed, alleging that Michael Seymour made unsuitable investments between 2008-2012. This pending arbitration claim involving Michael Seymour seeks damages of $110,000. Michael Seymour is licensed with Centaurus Financial, Inc. He was formerly licensed with Investors Capital Corp. If you lost any …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JOHN ORMSBY BRESSET SR. FIRED BY MML INVESTORS SERVICES, LLC From March 2017 until his firing in August 2017, John Bresset Sr. was licensed with MML Investors Services, LLC. John Bresset Sr. is now licensed with Valic Financial Advisors, Inc. According to FINRA’s records, John Bresset Sr. was fired by MML Investors …

MATTHEW AARON TURNER OF WELLS FARGO ADVISORS, LLC – GOODMAN & NEKVASIL P.A., MAY RECOVER INVESTMENT LOSSES Matthew Turner was licensed with Wells Fargo Advisors, LLC in Ponte Vedra Beach, Florida from February 2007 to December 2012. Matthew Turner is currently licensed with BB&T Securities, LLC.    According to FINRA records, a lawsuit was filed in 2013 alleging that Matthew Turner made …

Paul Falcon – Paul Anthony Falcon, Arbitration Claim Filed Against Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses Paul Falcon CRD #2464566 Since July 2013, Paul Falcon was licensed with Aegis Capital Corp. FINRA reports that an arbitration claim has been filed, alleging that Paul Falcon made unsuitable investment recommendations and unauthorized and excessive trades. This pending …