James Kolf – Financial Advisor James Kolf Indicted for Theft

James Kolf – Financial Advisor James Kolf Indicted for Theft | Goodman & Nekvasil, P.A. May Recover Investor Losses

James Kolf CRD #1015682

In September 2016, James P. Kolf consented to a bar from the securities and investment banking industry by the Financial Industry Regulatory Authority (“FINRA”) for making material misrepresentations and omissions in the sale of purported securities called “SFN Financial Network.” FINRA found these securities did not exist and that James P. Kolf converted the customer’s funds to pay his business and personal expenses. In March 2017, James P. Kolf was indicted for theft.

If you invested in “SFN Financial Network” or lost money on any other investments with James P. Kolf, you may be able to recover your investment losses from New England Securities. This is because New England Securities had a duty to supervise James P. Kolf.

We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against New England Securities, MetLife Securities Inc., and/or NY Life Securities, LLC. James P. Kolf was employed with New England Securities from September 2009 – January 2015, with MetLife Securities, Inc. from January 2015 – May 2016, and with NY Life Securities, LLC from May 2016 – August 2016. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you invested in “SFN Financial Network” or lost money on other investments with James P. Kolf, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Keywords: James Kolf, New England Securities, MetLife Securities, SNF Financial Network, Goodman and Nekvasil, Investment, Attorney, Securities Attorney, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, James Kolf


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