Gary Guglielmo – Arbitration Claim Filed Involving Financial Advisor Gary Guglielmo | Goodman & Nekvasil, P.A. May Recover Investor Losses
Gary Guglielmo CRD #2759496
Since June 2009, Gary Guglielmo has been licensed with Morgan Stanley. FINRA reports that an arbitration claim has been filed while Gary Guglielmo’s was licensed with Morgan Stanley alleging that Gary Guglielmo traded excessively in a client’s accounts without Gary Guglielmo having authorization. This claim was settled by Morgan Stanley Smith Barney for $600,000.
If you lost any money on investments with Gary Guglielmo, you may be able to recover your losses from Morgan Stanley. This is because Morgan Stanley has a duty to supervise Gary Guglielmo.
If you lost money on investments with Gary Guglielmo and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Morgan Stanley concerning Gary Guglielmo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Gary Guglielmo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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