Goodman & Nekvasil P.A., May Recover Investor Losses from Puerto Rico Bonds and/or Other Investments – Aishka Lugo Licensed with UBS Financial Services, Inc. Aishka Lugo has been licensed with UBS Financial Services, Inc. since 2006. FINRA reports that eight arbitration claims were filed involving Aishka Lugo’s conduct with UBS Financial Services, Inc. alleging misrepresentation, overconcentration, and/or unsuitability in connection with …
Harry Seth Datys Licensed with WestPark Capital, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Harry Seth Datys Licensed with WestPark Capital, Inc. Since 2005, Harry Datys has been licensed with WestPark Capital, Inc. FINRA reports that two arbitration claims were filed involving Harry Datys’ conduct with WestPark Capital, Inc. alleging negligence, breach of fiduciary duty, lack of suitability, failure to supervise, and/or unauthorized trading. These claims …
Harold Connell Formerly Licensed with CP Capital Securities, Inc. – Goodman And Nekvasil, P.A, May Recover Your Investment Losses
Goodman And Nekvasil, P.A, May Recover Your Investment Losses – Harold Connell Formerly Licensed with CP Capital Securities, Inc. Harold Connell was licensed with CP Capital Securities, Inc. from 2001-2017. According to FINRA records, an arbitration claim was filed in September 2016, alleging perceived losses in investments while Harold Connell was employed with CP Capital Securities, Inc. This lawsuit involving Harold …
Robert Child Formerly Licensed with National Securities Corporation – Goodman & Nekvasil P.A, May Recover Investor Losses
Robert Child Formerly Licensed with National Securities Corporation – Goodman & Nekvasil P.A, May Recover Investor Losses From 2012-2017, Robert Child was licensed with National Securities Corporation. Robert Child was previously licensed with VFinance Investments, Inc. FINRA reports that three arbitration claims were filed involving Robert Child’s conduct with National Securities Corporation and/or VFinance Investments, Inc. alleging suitability, breach of …
Michael Joseph Dellaporta III Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Joseph Dellaporta III Fired by Ameriprise Financial Services, Inc. From 2010 until Michael Dellaporta III’s firing in 2015, Michael Dellaporta III was licensed with Ameriprise Financial Services, Inc. Michael Dellaporta III is now licensed with Fusion Analytics Securities, LLC. According to FINRA’s records, Michael Dellaporta III was fired by Ameriprise Financial …
Michael Joseph Dellaporta Jr. Fired by Ameriprise Financial Services, Inc.
Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Joseph Dellaporta Jr. Fired by Ameriprise Financial Services, Inc. Mike Dellaporta CRD #500214 -Update- 9/4/19: Goodman & Nekvasil, P.A. Has Learned through court documents that Michael Dellaporta Jr. sold the fraudulent, 1 Global Capital investment. From 2010 until Michael Dellaporta Jr.’s firing in 2015, Michael Dellaporta Jr. was licensed with Ameriprise …
Gareth John Vaughan Evans Resigned from Dominick & Dominick LLC – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Gareth John Vaughan Evans Resigned from Dominick & Dominick LLC From 2005 until Gareth Evans’ resignation in 2012, Gareth Evans was licensed with Dominick & Dominick LLC. Gareth Evans was subsequently licensed with Further Lane Securities, L.P. and is now licensed with Saxony Securities, Inc. According to FINRA records, Gareth Evans resigned …
Kevin James Farrow Fired by SunTrust Investment Services, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Kevin James Farrow Fired by SunTrust Investment Services, Inc. From 2011 until Kevin Farrow’s firing in 2015, Kevin Farrow was licensed with SunTrust Investment Services, Inc. Kevin Farrow is now licensed with International Assets Advisory, LLC. According to FINRA’s records, Kevin Farrow was fired by SunTrust Investment Services, Inc. on July 22, …
Elaina Garvin Formerly Licensed with Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Elaina Garvin Formerly Licensed with Wells Fargo Advisors, LLC From 2008 until Elaina Garvin’s resignation in 2012, Elaina Garvin was licensed with Wells Fargo Advisors, LLC. Elaina Garvin is now licensed with Stifel, Nicolaus & Company, Incorporated. According to FINRA’s records, Elaina Garvin resigned from Wells Fargo Advisors, LLC on July 24, …
Michael John Graham Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Michael John Graham Firing by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2006 until Michael Graham’s firing in 2015, Michael Graham was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael Graham is now licensed with Raymond James Financial Services, Inc. According to FINRA’s records, Michael Graham was fired by …