Goodman & Nekvasil P.A., May Recover Investor Losses – Elaina Garvin Formerly Licensed with Wells Fargo Advisors, LLC
From 2008 until Elaina Garvin’s resignation in 2012, Elaina Garvin was licensed with Wells Fargo Advisors, LLC. Elaina Garvin is now licensed with Stifel, Nicolaus & Company, Incorporated. According to FINRA’s records, Elaina Garvin resigned from Wells Fargo Advisors, LLC on July 24, 2012. Wells Fargo Advisors, LLC reported to FINRA that the resignation of Elaina Garvin related to managing regular brokerage accounts by mirroring strategies used in Elaina Garvin’s advisory accounts. Wells Fargo Advisors, LLC also reported to FINRA that Elaina Garvin did not contact these customers prior to each trade being placed.
Subsequent to Elaina Garvin’s firing by Wells Fargo Advisors, LLC, FINRA reports that an arbitration claim was filed alleging negligence, breach of fiduciary duty, fraud, misappropriation and wrongful conversion while Elaina Garvin was with Wells Fargo Advisors, LLC. This claim involving Elaina Garvin was settled for $85,000.
If you lost any money on investments with Elaina Garvin while she was employed with Wells Fargo Advisors, LLC and/or Stifel, Nicolaus & Company, Incorporated, you may be able to recover your losses from Wells Fargo Advisors, LLC and/or Stifel, Nicolaus & Company, Incorporated. This is because Wells Fargo Advisors, LLC and Stifel, Nicolaus & Company, Incorporated had a duty to supervise Elaina Garvin.
If you lost money on investments with Elaina Garvin, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC and/or Stifel, Nicolaus & Company, Incorporated concerning Elaina Garvin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Elaina Garvin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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