Goodman & Nekvasil P.A, May Recover Investor Losses – Michael John Graham Firing by Merrill Lynch, Pierce, Fenner & Smith Incorporated
From 2006 until Michael Graham’s firing in 2015, Michael Graham was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael Graham is now licensed with Raymond James Financial Services, Inc. According to FINRA’s records, Michael Graham was fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated on November 20, 2015. Merrill Lynch, Pierce, Fenner & Smith Incorporated reported to FINRA that Michael Graham’s firing related to conduct involving failure to follow management’s directive regarding an outside business activity and participation in an unapproved outside business activity, regarding a non-profit organization, resulting in management’s loss of confidence.
If you lost any money on investments with Michael Graham, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Raymond James Financial Services, Inc. This is because Merrill Lynch, Pierce, Fenner & Smith Incorporated and Raymond James Financial Services, Inc. had a duty to supervise Michael Graham.
If you lost money on investments with Michael Graham and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Raymond James Financial Services, Inc. concerning Michael Graham’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Michael Graham through Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Raymond James Financial Services, Inc. and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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