Goodman & Nekvasil P.A, May Recover Investor Losses – Gareth John Vaughan Evans Resigned from Dominick & Dominick LLC
From 2005 until Gareth Evans’ resignation in 2012, Gareth Evans was licensed with Dominick & Dominick LLC. Gareth Evans was subsequently licensed with Further Lane Securities, L.P. and is now licensed with Saxony Securities, Inc. According to FINRA records, Gareth Evans resigned from Dominick & Dominick LLC on January 23, 2012. Dominick & Dominick reported to FINRA that Gareth Evans’ resignation was related to two customer complaints regarding unauthorized trading in their accounts.
FINRA reports that five arbitration claims were filed relating to Gareth Evans’ employment with Dominick & Dominick LLC, alleging unauthorized trading, securities and common law fraud, and/or control person liability. These claims involving Gareth Evans’s conduct with Dominick & Dominick LLC were all settled, with the largest settling for $200,000. Gareth Evans contributed over $50,000 total for these settlements.
FINRA also reports one other settlement of an arbitration claim relating to Gareth Evans’ conduct alleging securities fraud, churning, fraudulent misrepresentation and omission, unsuitability, unjust enrichment, and breach of fiduciary duty.
If you lost any money on investments with Gareth Evans, you may be able to recover your losses from Dominick & Dominick LLC, Further Lane Securities, L.P. and/or Saxony Securities, Inc. This is because Dominick & Dominick LLC, Further Lane Securities, L.P. and Saxony Securities, Inc. had a duty to supervise Gareth Evans.
If you lost money on investments with Gareth Evans and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Dominick & Dominick LLC, Further Lane Securities, L.P. and/or Saxony Securities, Inc. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Gareth Evans and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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