Goodman & Nekvasil P.A, May Recover Investor Losses – Harry Seth Datys Licensed with WestPark Capital, Inc.
Since 2005, Harry Datys has been licensed with WestPark Capital, Inc. FINRA reports that two arbitration claims were filed involving Harry Datys’ conduct with WestPark Capital, Inc. alleging negligence, breach of fiduciary duty, lack of suitability, failure to supervise, and/or unauthorized trading. These claims were settled for $52,500 and $50,000, with Harry Datys paying the entirety of the $52,500 settlement. FINRA also reports that five previous arbitration claims involving Harry Datys’ conduct were settled, with the two largest claims settling for $400,000 and $195,000. The $400,000 settlement was paid entirely by Harry Datys.
FINRA also reports that an arbitration claim involving Harry Datys’ conduct with WestPark Capital, Inc. is currently pending. This claim alleges excessive and unsuitable trading without diversification, and false and misleading statements. This pending arbitration claim seeks damages of $250,000.
In addition to these arbitration claims, FINRA reports that the New Jersey Bureau of Securities and the Colorado Division of Securities denied and/or revoked Harry Datys’ securities license. The New Jersey Bureau of Securities also fined Harry Datys a total of $21,000.
If you lost any money on investments with Harry Datys, you may be able to recover your losses from WestPark Capital, Inc. This is because WestPark Capital, Inc. had a duty to supervise Harry Datys.
If you lost money on investments with Harry Datys and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against WestPark Capital, Inc. concerning Harry Datys’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Harry Datys and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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