Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Joseph Dellaporta III Fired by Ameriprise Financial Services, Inc.
From 2010 until Michael Dellaporta III’s firing in 2015, Michael Dellaporta III was licensed with Ameriprise Financial Services, Inc. Michael Dellaporta III is now licensed with Fusion Analytics Securities, LLC. According to FINRA’s records, Michael Dellaporta III was fired by Ameriprise Financial Services, Inc. on June 23, 2015. Ameriprise Financial Services, Inc. reported to FINRA that Michael Dellaporta III was terminated for company policy violations related to solicitation of fixed income products not meeting firm rating requirements, mismarking trade tickets, and use of personal email.
Prior to Michael Dellaporta III’s firing by Ameriprise Financial Services, Inc., FINRA reports that an arbitration claim was filed alleging excessive trading on margin in unsuitable investments. This claim involving Michael Dellaporta III’s conduct was settled for $375,000.
If you lost any money on investments with Michael Dellaporta III while Michael Dellaporta III was employed with Ameriprise Financial Services, Inc. and/or Fusion Analytics Securities, LLC., you may be able to recover your losses from Ameriprise Financial Services, Inc. and/or Fusion Analytics Securities, LLC. This is because Ameriprise Financial Services, Inc. and Fusion Analytics Securities, LLC. had a duty to supervise Michael Dellaporta III.
If you lost money on investments with Michael Dellaporta III, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. and/or Fusion Analytics Securities, LLC. concerning Michael Dellaporta III’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Our firm has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Michael Dellaporta III and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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