Goodman & Nekvasil P.A., May Recover Investor Losses from Puerto Rico Bonds and/or Other Investments – Aishka Lugo Licensed with UBS Financial Services, Inc.
Aishka Lugo has been licensed with UBS Financial Services, Inc. since 2006. FINRA reports that eight arbitration claims were filed involving Aishka Lugo’s conduct with UBS Financial Services, Inc. alleging misrepresentation, overconcentration, and/or unsuitability in connection with purchases of Puerto Rico Municipal Bonds and closed-end funds and/or other investments. These eight arbitration claims all settled, with the two largest claims settling for $155,000 and $95,000.
FINRA also reports six pending arbitration claims involving Aishka Lugo’s conduct with UBS Financial Services, Inc. These claims allege misrepresentations, unsuitability, and/or overconcentration in connection with purchases of Puerto Rico Municipal Bonds and closed-end funds and/or other investments. The two largest of these pending arbitration claims seek $906,000 and $711,000.
If you lost any money on Puerto Rico Bonds and/or other investments with Aishka Lugo, you may be able to recover your losses from UBS Financial Services, Inc. This is because UBS Financial Services, Inc. had a duty to supervise Aishka Lugo.
If you lost money on Puerto Rico Bonds and/or other investments with Aishka Lugo and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against UBS Financial Services, Inc. concerning Aishka Lugo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on Puerto Rico Bonds and/or other investments with Aishka Lugo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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