Goodman & Nekvasil P.A, May Recover Investor Losses – Kevin James Farrow Fired by SunTrust Investment Services, Inc.
From 2011 until Kevin Farrow’s firing in 2015, Kevin Farrow was licensed with SunTrust Investment Services, Inc. Kevin Farrow is now licensed with International Assets Advisory, LLC. According to FINRA’s records, Kevin Farrow was fired by SunTrust Investment Services, Inc. on July 22, 2015. SunTrust Investment Services, Inc. reported to FINRA that Kevin Farrow’s firing related to client allegations that during late 2014 and early 2015, Kevin Farrow made unsuitable recommendations surrounding the surrender of fixed annuities for the purpose of purchasing a variable annuity and three unit investment trusts.
FINRA reports that four arbitration claims were filed involving Kevin Farrow’s conduct with SunTrust Investment Services, Inc., alleging inadequate explanation of a product, misrepresentation, and/or unsuitable investments. These claims were all settled, the largest settling for $153,000.
If you lost any money on investments with Kevin Farrow while Kevin Farrow was employed with SunTrust Investment Services, Inc. and/or International Assets Advisory, LLC, you may be able to recover your losses from SunTrust Investment Services, Inc. and/or International Assets Advisory, LLC. This is because SunTrust Investment Services, Inc. and International Assets Advisory, LLC had a duty to supervise Kevin Farrow.
If you lost money on investments with Kevin Farrow, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against SunTrust Investment Services, Inc. and/or International Assets Advisory, LLC concerning Kevin Farrow’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Our firm has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Kevin Farrow and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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