Goodman & Nekvasil P.A, May Recover Investor Losses – James Smalley Jr. Formerly Licensed with Wells Fargo Advisors, LLC From 2003 until James Smalley Jr.’s resignation in 2013, James Smalley Jr. was licensed with Wells Fargo Advisors, LLC. James Smalley Jr. now works for UBS Financial Services, Inc. According to FINRA’s records, James Smalley Jr. resigned from Wells Fargo Advisors, LLC …

Goodman & Nekvasil P.A., May Recover Investor Losses – Kristina Sommerkamp Formerly Licensed with AXA Advisors, LLC  From 2006 to 2014, Kristina Sommerkamp was licensed with AXA Advisors, LLC. Kristina Sommerkamp is now licensed with Cambridge Investment Research, Inc. FINRA reports that three arbitration claims were filed involving Kristina Sommerkamp’s conduct with AXA Advisors, LLC. These claims allege unsuitability, misrepresentation, and/or …

Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico Bonds and Puerto Rico Closed-End Funds – Alfredo Antonio Collazo Gonzalez Formerly Licensed with Popular Securities, LLC  Since 2014, Alfred Antonio Collazo Gonzalez has been licensed with J.P. Morgan Securities, LLC. Alfred Antonio Collazo Gonzalez was previously licensed with Popular Securities, LLC. FINRA reports that five arbitration claims have been …

Goodman & Nekvasil P.A, May Recover Investor Losses – Alberto Castaner Licensed with Morgan Stanley Since 2014, Alberto Castaner has been licensed with Morgan Stanley. Alberto Castaner was previously licensed with Popular Securities, LLC. FINRA reports that two arbitration claims were filed involving Alberto Castaner’s conduct with Popular Securities, LLC alleging misrepresentation and/or poor recommendations related to PR Bonds and/or other …

Goodman & Nekvasil P.A, May Recover Investor Losses – Miguel Jose Cardoso Discharged by E.S. Financial Services, Inc.  From 2010 until Miguel Cardoso’s firing in 2014, Miguel Cardoso was licensed with E.S. Financial Services, Inc. Miguel Cardoso is now licensed with Andbanc Brokerage, LLC. According to FINRA’s records, Miguel Cardoso was fired by E.S. Financial Services, Inc. on July 31, 2014. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Rosario Cammarata Jr. Licensed with UBS Financial Services, Inc. Since 2011, Rosario Cammarata Jr. was licensed with UBS Financial Services, Inc. FINRA reports that three arbitration claims have been filed involving Rosario Cammarata Jr. ’s conduct with UBS Financial Services, Inc. These claims allege inappropriate investing, overconcentration, and/or unauthorized trading. These three …

Goodman & Nekvasil P.A, May Recover Investor Losses – Antonio Gomez Real Fired by J.P. Morgan Securities, LLC From 2011 until Antonio Gomez Real’s firing in 2014, Antonio Gomez Real was licensed with J.P. Morgan Securities, LLC. According to FINRA’s records, Antonio Gomez Real was fired by J.P. Morgan Securities, LLC on February 21, 2014. J.P. Morgan Securities, LLC reported to …

Goodman & Nekvasil P.A, May Recover Investor Losses – Rafael Gonzalezstawinski Formerly Licensed with Santander Securities, LLC Since 2014, Rafael Gonzalezstawinski has been licensed with Morgan Stanley. Rafael Gonzalezstawinski was previously licensed with Santander Securities, LLC. FINRA reports that two arbitration claims were filed involving Rafael Gonzalezstawinski’s conduct with Santander Securities, LLC alleging breach of fiduciary duty, breach of contract, contractual …

Michael Greenfield, Arbitration Claim Filed Against Financial Advisor –  Goodman & Nekvasil P.A, May Recover Investor Losses Michael Greenfield CRD #5406611 Since June 2017, Michael Greenfield was licensed with Newbridge Securities Corporation. Michael Greenfield was previously licensed with Oppenheimer & Co. Inc., Morgan Stanley, and The GMS Group, LLC. FINRA reports that four arbitration claims were filed involving Michael Greenfield’s …

Goodman & Nekvasil P.A, May Recover Investor Losses – Juan Guillermo Herrans Barreras Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated  Since 2010, Juan Guillermo Herrans Barreras has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that two arbitration claims were filed involving Juan Guillermo Herrans Barreras’ conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated …