Goodman & Nekvasil P.A, May Recover Investor Losses – Rafael Gonzalezstawinski Formerly Licensed with Santander Securities, LLC
Since 2014, Rafael Gonzalezstawinski has been licensed with Morgan Stanley. Rafael Gonzalezstawinski was previously licensed with Santander Securities, LLC. FINRA reports that two arbitration claims were filed involving Rafael Gonzalezstawinski’s conduct with Santander Securities, LLC alleging breach of fiduciary duty, breach of contract, contractual negligence, fraud and/or constructive fraud, and failure to supervise and control. These claims were settled for $200,000 and $75,000. FINRA also reports that three other arbitration claims involving Rafael Gonzalezstawinski’s conduct were settled for $150,000, $137,500, and $125,000.
FINRA reports that two arbitration claims involving Rafael Gonzalezstawinski’s conduct with Santander Securities, LLC are currently pending. These claims allege, among other things, unsuitability, overconcentration, breach of fiduciary duties, negligence, negligent supervision, failure to supervise, fraud, breach of contract, and/or violations of securities laws and rules (Puerto Rico closed-end funds and open-ended funds). These pending arbitration claims seek damages between $100,000 and $500,000.
If you lost any money on investments with Rafael Gonzalezstawinski, you may be able to recover your losses from Santander Securities, LLC and/or Morgan Stanley. This is because Santander Securities, LLC and Morgan Stanley had a duty to supervise Rafael Gonzalezstawinski.
If you lost money on investments with Rafael Gonzalezstawinski and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Santander Securities, LLC and/or Morgan Stanley concerning Rafael Gonzalezstawinski’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Rafael Gonzalezstawinski and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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