Michael Greenfield, Arbitration Claim Filed Against Financial Advisor – Goodman & Nekvasil P.A, May Recover Investor Losses
Michael Greenfield CRD #5406611
Since June 2017, Michael Greenfield was licensed with Newbridge Securities Corporation. Michael Greenfield was previously licensed with Oppenheimer & Co. Inc., Morgan Stanley, and The GMS Group, LLC. FINRA reports that four arbitration claims were filed involving Michael Greenfield’s conduct with Oppenheimer & Co. Inc., The GMS Group, LLC, and/or Morgan Stanley alleging misrepresentation, unsuitable investments, and/or breach of fiduciary duty. These claims were all settled.
FINRA also reports that an arbitration claim involving Michael Greenfield’s conduct with The GMS Group, LLC, Morgan Stanley, and/or Oppenheimer & Co. Inc. is currently pending. This claim alleges unsuitability, breach of fiduciary duty, breach of oral and written contract, constructive fraud, fraud by misrepresentation and omission, and failure to supervise and control in connection with the sale of Puerto Rico Bonds. This pending arbitration claim seeks damages of $147,334.
If you lost any money on investments with Michael Greenfield, you may be able to recover your losses from Newbridge Securities Corporation, Oppenheimer & Co. Inc., Morgan Stanley, and/or The GMS Group, LLC. This is because Newbridge Securities Corporation, Oppenheimer & Co. Inc., Morgan Stanley, and The GMS Group, LLC had a duty to supervise Michael Greenfield.
If you lost money on investments with Michael Greenfield and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Newbridge Securities Corporation, Oppenheimer & Co. Inc., Morgan Stanley, and/or The GMS Group, LLC concerning Michael Greenfield’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Michael Greenfield and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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