Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico Bonds and Puerto Rico Closed-End Funds – David Garcia Cirilo Formerly Licensed with Santander Securities, LLC  From 2006 to 2014, David Cirilo was licensed with Santander Securities, LLC. David Cirilo is now licensed with Morgan Stanley. FINRA reports that five arbitration claims were filed involving David Cirilo’s conduct with Santander …

Nicholas Giallourakis – Arbitration Claims Filed Involving Financial Advisor Nicholas Giallourakis | Goodman & Nekvasil P.A, May Recover Investor Losses  Nicholas Giallourakis CRD #4496285 From 2004-2016, Nicholas Giallourakis was licensed with VSR Financial Services, Inc. Nicholas Giallourakis is now licensed with Newbridge Securities Corporation. FINRA reports that three arbitration claims were filed involving Nicholas Giallourakis’ conduct with VSR Financial Services, Inc. These …

Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico Bonds and Puerto Rico Closed-End Funds – Francisco Javier Fernandez Leon Formerly Licensed with Oriental Financial Services Corp.  From 2009-2015, Francisco Javier Fernandez Leon was licensed with Oriental Financial Services Corp. Francisco Javier Fernandez Leon is now licensed with Cetera Investment Services, LLC. FINRA reports that two arbitration claims were filed …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jeffrey Eiler Licensed with Wells Fargo Clearing Services, LLC  Since 2006, Jeffrey Eiler has been licensed with Wells Fargo Clearing Services, LLC. FINRA reports that four arbitration claims involving Jeffrey Eiler’s conduct with Wells Fargo Clearing Services, LLC were filed, alleging unsuitable investments, unsuitable recommendations, and/or overconcentration. These four claims all settled, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Byron Echeverria Fired by Morgan Stanley From 2011 to 2015, Byron Echeverria was licensed with Morgan Stanley. Byron Echeverria is now licensed with Slavic Investment Corporation. According to FINRA’s records, Byron Echeverria was fired from Morgan Stanley on May 1, 2015. Morgan Stanley reported to FINRA that Byron Echeverria’s firing related to …

Goodman & Nekvasil P.A, May Recover Investor Losses – Wilfredo Felix, Jr., Under FINRA Investigation Since August 2001, Wilfredo Felix, Jr. has been licensed with Primex. On July 21, 2016, FINRA reported that an investigation involving Wilfredo Felix Jr’s conduct is pending with alleged potential violations: 8210 – alleged untimely responses; alleged email retention/record keeping-Rule 4511 and 2010; alleged registration-Rule 3010 …

Goodman & Nekvasil P.A, May Recover Investor Losses – Rafael Moreno Fired by LPL Financial, LLC From 2003 until 2012, Rafael Moreno was licensed with LPL Financial, LLC. Rafael Moreno is now licensed with Mora WM Securities. According to FINRA’s records Rafael Moreno was fired from LPL Financial, LLC on August 17, 2012. LPL Financial, LLC reported to FINRA that Rafael Moreno …

Goodman & Nekvasil P.A, May Recover Investor Losses from Church Bonds or Other Investments – Frederick Paul Bremer Licensed with G.A. Repple & Company Since January 1998, Frederick Bremer has been licensed with G.A. Repple & Company. FINRA reports that three arbitration claims have been filed involving Frederick Bremer’s conduct with G.A. Repple & Company These claims allege unsuitable investments related to …

Goodman & Nekvasil P.A, May Recover Investor Losses – James Blake Buchanan Jr. Licensed with SunTrust Investment Services, Inc. Since 1998, James Buchanan Jr. has been licensed with Suntrust Securities, Inc. FINRA reports that an arbitration claim involving James Buchanan Jr.’s conduct with SunTrust Investment Services, Inc. was filed in August 2004. The claim alleged violations of Florida Securities Investor Protection …

Goodman & Nekvasil P.A, May Recover Investor Losses – H. Anthony Huss Jr. Jr Licensed with Newbridge Securities Corporation  Since 2016, H. Anthony Huss Jr. Jr has been licensed with Newbridge Securities Corporation. H. Anthony Huss Jr. Jr was previously licensed with Stifel, Nicolaus, & Company, Incorporated. FINRA reports that two arbitration claims were filed involving H. Anthony Huss Jr. Jr’s …