Ramesh Madhusudan – Arbitration Claim Filed Involving Financial Advisor Ramesh Madhusudan | Goodman & Nekvasil, P.A. May Recover Investor Losses Ramesh Madhusudan CRD #5389923 Since August 2015, Ramesh Madhusudan has been licensed with Raymond James Financial Services, Inc. Ramesh Madhusudan was previously licensed with JHS Capital Advisors, LLC, and National Securities Corporation. FINRA reports that an arbitration claim has been …

GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR LOSSES – MYOS CORPORATION (FORMERLY ATLAS THERAPEUTICS) INVESTORS If you invested in MYOS Corporation (formerly Atlas Therapeutics), through Richard DiVenuto, you may be able to recover your losses, if any, from Morgan Stanley Smith Barney, LLC. Morgan Stanley Smith Barney, LLC reported to FINRA that Richard DiVenuto was fired on February 21, 2013 because …

GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR LOSSES – RICHARD F. DIVENUTO BARRED FROM SECURITIES INDUSTRY  Morgan Stanley Smith Barney, LLC reported to FINRA that Richard DiVenuto was fired on February 21, 2013 because of concerns relating to his involvement with an outside company named MYOS Corporation (formerly Atlas Therapeutics). Richard DiVenuto subsequently consented to a bar from the securities and …

GOODMAN & NEKVASIL, P.A., MAY RECOVER YOUR INVESTMENT LOSSES – CHRISTOPHER HOWARD SIVLEY FORMERLY LICENSED WITH WELLS FARGO ADVISORS, LLC Christopher Sivley was licensed with Wells Fargo Advisors, LLC from December 2001 to December 2012. Christopher Sivley is now licensed with BB&T Securities, LLC. According to FINRA records, a lawsuit was filed in 2013 alleging that Christopher Sivley made misrepresentations …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JOSEPH ERIK ZENKER LICENSED WITH RAYMOND JAMES & ASSOCIATES, INC. Since March 2009, Joseph Zenker has been licensed with Raymond James & Associates, Inc. FINRA reports that an arbitration claim has been filed during Joseph Zenker’s employment with Raymond James & Associates, Inc., alleging negligence and breach of fiduciary duty and …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – TOM GILLIAM PARKS, JR. PERMITTED TO RESIGN FROM AMERIPRISE FINANCIAL SERVICES, INC.  From 1993 until his resignation in 2016, Tom Parks, Jr. was licensed with Ameriprise Financial Services, Inc. According to FINRA records, Tom Parks, Jr. resigned from Ameriprise Financial Services, Inc. on April 1, 2016. Ameriprise Financial Services, Inc. reported to …

GOODMAN & NEKVASIL MAY RECOVER YOUR LOSSES – NORTH DAKOTA DEVELOPMENTS, LLC AND ROBERT L. GAVIN AND DANIEL J. HOGAN In May 2015, the SEC filed a complaint against North Dakota Developments, LLC, Robert L. Gavin and Daniel J. Hogan. The SEC alleged that North Dakota Developments, LLC, and its owners, Robert L. Gavin and Daniel J. Hogan, fraudulently raised over …

GOODMAN & NEKVASIL MAY RECOVER YOUR LOSSES: NATIONWIDE AUTOMATED SYSTEMS, INC. AND JOEL GILLIS In 2014, the SEC filed a complaint against Nationwide Automated Systems, Inc. and Joel Gillis alleging that they raised at least $123 million in investor funds through ATM sale and lease back transactions. The SEC alleged that Nationwide Automated Systems, Inc. and Joel Gillis engaged in a …

Bernard Parker, Financial Advisor Bernard Parker Found Guilty of Securities Fraud | Goodman & Nekvasil, P.A. May Recover Investor Losses Bernard Parker CRD #2010184 On June 22, 2017, Bernard M. Parker was found guilty of one count of securities fraud, one count of mail fraud and four counts of filing false tax returns. According to the Assistant United States Attorneys …

James Kolf – Financial Advisor James Kolf Indicted for Theft | Goodman & Nekvasil, P.A. May Recover Investor Losses James Kolf CRD #1015682 In September 2016, James P. Kolf consented to a bar from the securities and investment banking industry by the Financial Industry Regulatory Authority (“FINRA”) for making material misrepresentations and omissions in the sale of purported securities called …