Goodman & Nekvasil P.A, May Recover Investor Losses – Brian Presley Licensed with FSC Securities Corporation Since 2009, Brian Presley was licensed with FSC Securities Corporation. FINRA reports that six arbitration claims have been filed involving Brian Presley’s conduct with FSC Securities Corporation. These claims allege breach of various duties, misrepresentation, negligence, sale of unsuitable securities, unsuitable recommendations, and/or breach of …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Howard Lawrence Isaacson Suspended from Securities Industry Howard Isaacson was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2007-2013. Howard Isaacson was suspended from the securities and investment banking industry for over one-year by the Financial Industry Regulatory Authority (FINRA). FINRA reports that Howard Isaacson, pursuant to Article VI, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Mark Courchane Permitted to Resign from Northwestern Mutual Investment Services, LLC  From 2010 until Mark Courchane’s resignation in 2016, Mark Courchane was licensed with Northwestern Mutual Investment Services, Inc. Mark Courchane is now licensed with MML Investors Services, LLC. According to FINRA’s records, Mark Courchane resigned from Northwestern Mutual Investment Services, LLC …

Goodman & Nekvasil P.A, May Recover Investor Losses – Leslie Ann Valant Fired by Edward Jones From 2009 until Leslie Valant’s firing in 2017, Leslie Valant was licensed with Edward Jones. According to FINRA’s records, Leslie Valant was fired by Edward Jones on February 23, 2017. Edward Jones reported to FINRA that Leslie Valant failed to adequately address client-related concerns when …

Goodman & Nekvasil P.A, May Recover Investor Losses – Kelly Marvin Barnett  Fired by MetLife Securities, Inc. From 2012 until Kelly Barnett’s firing in 2015, Kelly Barnett was licensed with MetLife Securities, Inc. Kelly Barnett is now licensed with FSC Securities Corporation and previously worked for Edward Jones. According to FINRA’s records, Kelly Barnett was fired by MetLife Securities, Inc. on …

Goodman & Nekvasil P.A, May Recover Investor Losses – Ruth Barrios Fired by Wells Fargo Advisors, LLC From 2013 until Ruth Barrios’ firing in 2015, Ruth Barrios was licensed with Wells Fargo Advisors, LLC. Ruth Barrios is now licensed with Woodstock Financial Group, Inc. and was previously licensed with BB&T Investment Services, Inc. and Edward Jones. According to FINRA’s records, Ruth …

Goodman & Nekvasil P.A, May Recover Investor Losses – Eric Sikes Formerly Licensed with MSI Financial Services, Inc. From 2009 until Eric Sikes’ resignation in 2016, Eric Sikes was licensed with MSI Financial Services, Inc. Eric Sikes is now licensed with LPL Financial, LLC. According to FINRA’s records, Eric Sikes resigned from MSI Financial Services, Inc. on September 26, 2016. MSI …

Goodman & Nekvasil P.A, May Recover Investor Losses – Lawrence Eugene Murphy Fired by MSI Financial Services, Inc. From 2004 until Lawrence Murphy’s firing in 2016, Lawrence Murphy was licensed with MSI Financial Services, Inc. Lawrence Murphy was then briefly licensed with Equity Services, Inc. and is now licensed with International Assets Advisory, LLC. According to FINRA’s records, Lawrence Murphy was …

Goodman & Nekvasil P.A, May Recover Investor Losses – Dean Thomas Nicholson Permitted to Resign from Ameriprise Financial Services, Inc.  From 2007 until Dean Nicholson’s resignation in 2012, Dean Nicholson was licensed with Ameriprise Financial Services, Inc. Dean Nicholson is now licensed with Sagepoint Financial, Inc. According to FINRA records, Dean Nicholson was permitted to resign from Ameriprise Financial Services, Inc. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Peter Nicoletti – Peter Anthony Nicoletti, Arbitration Claim Filed Against Financial Advisor CRD# 4132229 From 2009 until Peter Nicoletti’s resignation in 2015, Peter Nicoletti was licensed with Wells Fargo Advisors, LLC. Peter Nicoletti is now licensed with Stifel, Nicolaus & Company, Incorporated. According to FINRA records, Peter Nicoletti resigned from Wells Fargo …