Goodman & Nekvasil P.A, May Recover Investor Losses – Eric Sikes Formerly Licensed with MSI Financial Services, Inc.
From 2009 until Eric Sikes’ resignation in 2016, Eric Sikes was licensed with MSI Financial Services, Inc. Eric Sikes is now licensed with LPL Financial, LLC. According to FINRA’s records, Eric Sikes resigned from MSI Financial Services, Inc. on September 26, 2016. MSI Financial Services, Inc. reported to FINRA that Eric Sikes’ resignation was related to a violation of firm policy with respect to replacement activity.
FINRA reports that a complaint was filed, alleging Erik Sikes failed to inform customers of charges and penalties for withdrawing funds from variable annuities and placing them into brokerage accounts, on or about May 2016. This claim involving Erik Sikes’ conduct with MSI Financial Services, Inc. was settled.
If you lost any money on investments with Eric Sikes while Eric Sikes was employed with MSI Financial Services, Inc and/or LPL Financial, LLC, you may be able to recover your losses from MSI Financial Services, Inc and/or LPL Financial, LLC. This is because MSI Financial Services, Inc and LPL Financial, LLC had a duty to supervise Eric Sikes.
If you lost money on investments with Eric Sikes and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against MSI Financial Services, Inc and/or LPL Financial, LLC concerning Eric Sikes’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Eric Sikes and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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