Goodman & Nekvasil P.A., May Recover Investor Losses on Real Estate Securities – Debra Smith, Summit Brokerage Services, Inc.
Debra Smith worked for Summit Brokerage Services Inc. from 1999 to 2015. FINRA reports that two arbitration claims were filed involving Debra Smith’s conduct with Summit Brokerage Services, Inc. alleging unsuitability, breach of fiduciary, breach of contract, overconcentration and/or other allegations. These arbitration claims involving Debra Smith’s conduct were settled for $425,000 and $289,000. Debra Smith contributed $50,000 in total to these settlements.
If you lost any money on Real Estate Securities or other investments with Debra Smith, you may be able to recover your losses from Summit Brokerage Services, Inc. This is because Summit Brokerage Services, Inc. has a duty to supervise Debra Smith.
If you lost money on Real Estate Securities or other investments with Debra Smith and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Summit Brokerage Services, Inc. concerning Debra Smith’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on Real Estate Securities or other investments with Debra Smith and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handles on a purely contingency fee basis), please contact us.
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