Goodman & Nekvasil P.A, May Recover Investor Losses – Miguel Jose Cardoso Discharged by E.S. Financial Services, Inc.
From 2010 until Miguel Cardoso’s firing in 2014, Miguel Cardoso was licensed with E.S. Financial Services, Inc. Miguel Cardoso is now licensed with Andbanc Brokerage, LLC. According to FINRA’s records, Miguel Cardoso was fired by E.S. Financial Services, Inc. on July 31, 2014. E.S. Financial Services, Inc. reported to FINRA that Miguel Cardoso’s firing related to a failure to adhere to E.S. Financial Services, Inc.’s policies and procedures when selling investment products.
If you lost any money on investments with Miguel Cardoso, you may be able to recover your losses from E.S. Financial Services, Inc. and/or Andbanc Brokerage, LLC. This is because E.S. Financial Services, Inc. and Andbanc Brokerage, LLC had a duty to supervise Miguel Cardoso.
If you lost money on investments with Miguel Cardoso and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against E.S. Financial Services, Inc. and/or Andbanc Brokerage, LLC concerning Miguel Cardoso’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Miguel Cardoso and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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