Goodman & Nekvasil P.A, May Recover Investor Losses – Rosario Cammarata Jr. Licensed with UBS Financial Services, Inc.
Since 2011, Rosario Cammarata Jr. was licensed with UBS Financial Services, Inc. FINRA reports that three arbitration claims have been filed involving Rosario Cammarata Jr. ’s conduct with UBS Financial Services, Inc. These claims allege inappropriate investing, overconcentration, and/or unauthorized trading. These three arbitration claims involving Rosario Cammarata Jr.’s conduct settled for $75,000, $28,500, and $25,000. FINRA also reports of a fourth settlement involving Rosario Cammarata Jr.’s conduct alleging several unsuitable and unauthorized transactions, as well as churning, fraud and breach of fiduciary duty. This arbitration claim was settled for $39,000.
If you lost any money on investments with Rosario Cammarata Jr., you may be able to recover your losses from UBS Financial Services, Inc. This is because UBS Financial Services, Inc. had a duty to supervise Rosario Cammarata Jr.
If you lost money on investments with Rosario Cammarata Jr. and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against UBS Financial Services, Inc. concerning Rosario Cammarata Jr.’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Rosario Cammarata Jr. and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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