Ariel Hernandez – Financial Advisor Ariel Hernandez Discharged by Liberty Financial Services, LLC | Goodman & Nekvasil P.A, May Recover Investor Losses Ariel Hernandez CRD #2684424 From 2010 until Ariel Hernandez’ firing in 2013, Ariel Hernandez was licensed with Liberty Financial Services, LLC. According to FINRA’s records, Ariel Hernandez was fired by Liberty Financial Services, LLC on November 27, 2013. Liberty …
Brian Berger – Financial Advisor Brian Berger Discharged by MetLife Securities
Brian Berger – Financial Advisor Brian Berger Discharged by MetLife Securities | Goodman & Nekvasil P.A, May Recover Investor Losses Brian Berger aka Brian Michael Berger CRD #3208127 From 2014 until Brian Berger’s firing in 2015, Brian Berger was licensed with MetLife Securities, Inc. Brian Berger was subsequently licensed with Newbridge Securities Corporation and was licensed with Wells Fargo Advisors, LLC immediately …
Jason Hunter Likens Fired by International Assets Advisory, LLC and Oppenheimer & Co., Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Jason Hunter Likens Fired by International Assets Advisory, LLC and Oppenheimer & Co., Inc. From 2016 until Jason Likens’ firing in 2017, Jason Likens was licensed International Assets Advisory, LLC. Jason Likens was previously licensed with Oppenheimer & Co., Inc. According to FINRA’s records, Jason Likens was fired by International Assets Advisory, …
Mark Charles Koehler Fired by Cetera Advisor Networks, LLC – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Mark Charles Koehler Discharged by Cetera Advisor Networks, LLC From 2006 until Mark Koehler’s firing in 2015, Mark Koehler was licensed with Cetera Advisor Networks, LLC. Mark Koehler was subsequently licensed with Kovack Securities, Inc. According to FINRA’s records, Mark Koehler was fired by Cetera Advisor Networks, LLC on January 23, 2015. …
Robert Charles Mangold Fired by LPL Financial, LLC – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Robert Charles Mangold Fired by LPL Financial, LLC From 2012 until Robert Mangold’s firing in 2013, Robert Mangold was licensed with LPL Financial, LLC. Robert Mangold was previously licensed with Financial Network Investment Corporation. According to FINRA’s records, Robert Mangold was fired by LPL Financial, LLC on May 29, 2013. LPL Financial, …
Evan Matthew Kochav of White Cedar Group LLC Fired by World Equity Group, Inc. – Goodman & Nekvasil P.A., May Recover Your Investment Losses on White Cedar Group, LLC and Other Investments
Goodman & Nekvasil P.A., May Recover Your Investment Losses on White Cedar Group, LLC and Other Investments – Evan Matthew Kochav of White Cedar Group LLC Fired by World Equity Group, Inc. Evan Kochav was licensed with Newbridge Securities Corporation from September 2009 until October 2012, and for World Equity Group, Inc. from October 2012 to June 2013. On June 6, …
Chad Ryan Barancyk Suspended from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses – Chad Ryan Barancyk Suspended from Securities Industry Since November 2014, Chad Barancyk has been licensed with First Allied Securities, Inc. Chad Barancyk was previously licensed with SII Investments, Inc. Chad Barancyk is also the president and founder of Naples Private Wealth (NPW). Chad Barancyk was recently suspended from the securities and …
Alan Appelbaum – Arbitration Claims Filed Involving Financial Advisor Alan Appelbaum
Alan Appelbaum – Arbitration Claims Filed Involving Financial Advisor Alan Appelbaum | Goodman & Nekvasil, P.A. May Recover Investor Losses Alan Appelbaum CRD #500336 From 2002 to 2015, Alan Appelbaum was licensed with Herbert J. Sims & Co. Inc., Alan Appelbaum is now licensed with Aegis Capital Corp. FINRA reports that two arbitration claims were filed involving Alan Appelbaum’s employment …
Martin Tamaroff Fired by Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Martin Tamaroff Fired by Wells Fargo Advisors, LLC From 2003 until Marin Tamaroff’s firing in 2015, Martin Tamaroff was licensed with Wells Fargo Advisors, LLC. Martin Tamaroff is now licensed with BB&T Securities, LLC. According to FINRA’s records, Martin Tamaroff was fired by Wells Fargo Advisors, LLC on August 25, 2015. Wells …
Anthony Scaglione – Financial Advisor Anthony Scaglione Resigned from UBS Financial Services, Inc.
Goodman & Nekvasil P.A, May Recover Investor Losses | Financial Advisor Anthony Scaglione Resigned from UBS Financial Services, Inc. Anthony Scaglione CRD #5642574 From 2010 until Anthony Scaglione’s resignation in 2015, Anthony Scaglione was licensed with UBS Financial Services, Inc. Anthony Scaglione is now licensed with Stifel, Nicolaus & Company, Incorporated. According to FINRA’s records, Anthony Scaglione resigned from UBS …