Goodman & Nekvasil P.A., May Recover Investor Losses – John Kenneth Pritchard (John Pritchard) Formerly Licensed with Janney Montgomery Scott LLC
Since 2016, John Pritchard has been licensed with Aegis Capital Corp. John Pritchard was previously licensed with Janney Montgomery Scott LLC, Raymond James & Associates, Inc., and Morgan Keegan & Company, Inc. FINRA reports that two arbitration claims were filed involving John Pritchard’s conduct with Janney Montgomery Scott LLC, Morgan Keegan & Company, Inc. and/or Raymond James & Associates, Inc. alleging unsuitable investments, negligence, breach of contract, breach of fiduciary duty, negligent misrepresentation and omission, unsuitability, excessive trading, fraud, violation of Federal Securities Laws, and/or other allegations. These arbitration claims involving John Pritchard’s conduct were settled for $600,000 and $55,000.
FINRA also reports that Raymond James & Associates, Inc. has an unpaid $488,000 judgment or lien against John Pritchard.
If you lost money on investments with John Pritchard and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Aegis Capital Corp., Janney Montgomery Scott LLC, Raymond James & Associates, Inc., and/or Morgan Keegan & Company, Inc. concerning John Pritchard’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with John Pritchard and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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