Goodman & Nekvasil P.A, May Recover Investor Losses – Don Lee Ferrari (Don Ferrari) Formerly Licensed with Arete Wealth Management, LLC
Don Ferrari was licensed with Arete Wealth Management, LLC and International Assets Advisory, LLC. FINRA reports that an arbitration claim was filed involving Don Ferrari’s conduct alleging unsuitable recommendations. This arbitration claim involving Don Ferrari’s conduct was settled for $247,500. Don Ferrari contributed $14,999 to this settlement.
FINRA also reports that a lawsuit involving Don Ferrari’s conduct was filed, alleging material misrepresentations, omissions, deceptive selling practices and other allegations. This lawsuit was settled for $150,000.
If you lost money on investments with Don Ferrari and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Arete Wealth Management, LLC and/or International Assets Advisory, LLC concerning Don Ferrari’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Don Ferrari and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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