Goodman & Nekvasil P.A., May Recover Investor Losses – Shannan Maureen Denison (Shannan Denison) Fired by Ameriprise Financial Services, Inc. Twice
From 2001 until Shannan Denison’s first firing in 2011, and from 2012 until Shannon Denison’s second firing in 2013, Shannan Denison was licensed with Ameriprise Financial Services, Inc. Shannan Denison is now licensed with International Assets Advisory, LLC. According to FINRA’s records, Shannan Denison was fired by Ameriprise Financial Services, Inc. on December 15, 2011 and again on March 26, 2013. Ameriprise Financial Services, Inc. reported to FINRA that Shannan Denison was terminated on December 15, 2011 for violation of company policy related to transferring client funds without prior client approval. Regarding Shannon Denison’s second firing, Ameriprise Financial Services, Inc. reported to FINRA that Shannon Denison did not meet eligibility requirements at the time of Shannon Denison’s hiring.
FINRA reports that an arbitration claim was filed involving Shannan Denison’s conduct with Ameriprise Financial Services, Inc. alleging Shannan Denison advised the claimant to take five partial surrenders from two variable annuity policies to reinvest the proceeds in an Ameriprise account. FINRA reports that the claimant claims that the surrenders had adverse impacts on his annuity benefits. This arbitration claim was settled for $100,000, with Shannan Denison contributing $14,999 to the settlement.
If you lost money on investments with Shannan Denison, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. and/or International Assets Advisory, LLC concerning Shannan Denison’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Shannan Denison and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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