Goodman & Nekvasil P.A., May Recover Investor Losses – Clinton Brian Galyean (Clinton Galyean) Permitted to Resign from ProEquities, Inc.
From 2005 until Clinton Galyean’s resignation in 2017, Clinton Galyean was licensed with ProEquities, Inc. Clinton Galyean is now licensed with International Assets Advisory, LLC. According to FINRA’s records, Clinton Galyean was permitted to resign from ProEquities, Inc. on January 19, 2017. ProEquities, Inc. reported to FINRA that Clinton Galyean incorrectly and/or inaccurately answered Clinton Galyean’s 2016 Annual Compliance Questionnaire. Clinton Galyean answered “TRUE” to the following questions: (1) I have not shared or paid securities compensation directly to any other person, including other representatives of ProEquities; (2) I do not conduct any securities activities using any unapproved or personal email accounts. This includes, for example, email domains hosted by Yahoo, Gmail, Comcast, or AOL; and (3) I do not share office space with any person who is not an Associated Person of ProEquities.
ProEquities, Inc. reported to FINRA that Clinton Galyean’s answers to these three questions were incorrect as ProEquities, Inc. documented that Clinton Galyean (1) paid in excess of $200,000 of securities commission to two other representatives in Clinton Galyean’s office from 2014-2016; (2) utilized a yahoo email address to conduct firm securities activities; and (3) shared office space with an individual who was not affiliated with ProEquities in any capacity.
If you lost money on investments with Clinton Galyean and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against ProEquities, Inc. and/or International Assets Advisory, LLC concerning Clinton Galyean’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Clinton Galyean and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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