Goodman & Nekvasil P.A., May Recover Investor Losses – Omar Ibrahim Hassan (Omar Hassan) licensed with PHX Financial, Inc.
Since 2013, Omar Hassan has been licensed with PHX Financial, Inc. FINRA reports that an arbitration claim involving Omar Hassan’s conduct with Omar Hassan’s prior brokerage firm was filed, alleging failure to disclose material risks and failure to recommend suitable investments. This case did not settle and proceeded to final hearing. The arbitration panel found Omar Hassan and John Thomas Financial liable and issued a $150,000 award against John Thomas Financial in compensatory damages, and a $13,050 award against Omar Hassan in compensatory damages and sanctions.
Prior to this award, FINRA reports that two complaints and/or arbitration claims involving Omar Hassan’s conduct with Omar Hassan’s prior brokerage firms were filed alleging churning, suitability, breach of fiduciary duty, misrepresentations, unauthorized trading, unsuitability, fraud, and/or breach of contract. These complaints and/or arbitration claims were settled for $225,000 and $27,900.
If you lost any money on investments with Omar Hassan while Omar Hassan was employed with PHX Financial, Inc., you may be able to recover your losses from PHX Financial, Inc. This is because PHX Financial, Inc. has a duty to supervise Omar Hassan.
If you lost money on investments with Omar Hassan and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against PHX Financial, Inc. concerning Omar Hassan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Omar Hassan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Omar Ibrahim Hassan, Omar Hassan, Hassan, PHX Financial, PHX, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities