Goodman & Nekvasil P.A, May Recover Investor Losses – Levert Caldwell Formerly Licensed with National Securities Corporation  From 2012 to 2015, Levert Caldwell was licensed with National Securities Corporation. Levert Caldwell is now licensed with First Standard Financial Company, LLC. FINRA reports that two arbitration claims were filed involving Levert Caldwell’s conduct with National Securities Corporation alleging unsuitability, and/or breach of …

Aileen Eppig Fired by Stifel, Nicolaus & Company, Incorporated – Goodman & Nekvasil P.A, May Recover Investor Losses From 2009 until Aileen Eppig’s firing in 2015, Aileen Eppig was licensed with Stifel, Nicolaus & Company, Incorporated. Aileen Eppig was also licensed with International Assets Advisory, LLC. According to FINRA’s records, Aileen Eppig was fired by Stifel, Nicolaus & Company, Incorporated …

Goodman & Nekvasil P.A, May Recover Investor Losses – Thomas Edmund Connors Fired by Prime Capital Services, Inc.  From 1993 to 2012, Thomas Connors was licensed with Prime Capital Services, Inc. Thomas Connors was subsequently licensed with First Allied Securities, Inc. and is now licensed with International Assets Advisory, LLC. According to FINRA’s records Thomas Connors was fired from Prime Capital …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Q Lotus Holdings, Inc. (“QLTS”) Stock In January 2016, Edward Durante, a recidivist securities law violator, was indicted, along with financial advisors Larry Werbel, Sheik Khan, and Christopher Cervino. The indictment alleged, among other things, that Larry Werbel, Sheik Khan and Christopher Cervino perpetrated a scheme to defraud more than 100 …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Haddad-Wylie Industries LLC (“HWIC”) Stock  In January 2016, Edward Durante, a recidivist securities law violator, was indicted, along with financial advisors Larry Werbel, Sheik Khan, and Christopher Cervino. The indictment alleged, among other things, that Larry Werbel, Sheik Khan and Christopher Cervino perpetrated a scheme to defraud more than 100 investors …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Cassidy Ventures, Inc. (“CSVN”) Stock  In January 2016, Edward Durante, a recidivist securities law violator, was indicted, along with financial advisors Larry Werbel, Sheik Khan, and Christopher Cervino. The indictment alleged, among other things, that Larry Werbel, Sheik Khan and Christopher Cervino perpetrated a scheme to defraud more than 100 investors …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Sheik Firdosh Khan Found Guilty of Securities Fraud  Sheik Khan was licensed with Ameritas Investment Corp. from May 2002 to December 2013. On March 22, 2017, a jury returned a verdict finding Sheik Khan guilty of Title 15, United States Code, Section 78j(b); and Title 18, United States Code, Section 371, …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Christopher Michael Cervino Found Guilty of Securities Fraud Christopher Cervino was licensed with COR Clearing LLC from August 2013 to October 2014. Christopher Cervino was then licensed with Primary Capital, LLC from October 2014 to January 2016. On March 22, 2017, a jury returned a verdict finding Sheik Khan guilty of …

Goodman & Nekvasil P.A, May Recover Investor Losses – Sharon Joy Fall Fired by International Assets Advisory, LLC and LPL Financial, LLC  From 2015 until Sharon Fall’s firing in 2016, Sharon Fall was licensed with International Assets Advisory, LLC. Sharon Fall was previously licensed with LPL Financial, LLC. According to FINRA’s records, Sharon Fall was fired by International Assets Advisory, LLC …

Goodman & Nekvasil P.A, May Recover Investor Losses – Lisa Joy Quevedo Fired by International Assets Advisory, LLC From 2015 until Lisa Quevedo’s firing in 2016, Lisa Quevedo was licensed with International Assets Advisory, LLC. Lisa Quevedo has also been licensed with LPL Financial, LLC and Commonwealth Financial Network. According to FINRA’s records, Lisa Quevedo was fired by International Assets Advisory, …