Goodman & Nekvasil P.A, May Recover Investor Losses – Levert Caldwell Formerly Licensed with National Securities Corporation
From 2012 to 2015, Levert Caldwell was licensed with National Securities Corporation. Levert Caldwell is now licensed with First Standard Financial Company, LLC. FINRA reports that two arbitration claims were filed involving Levert Caldwell’s conduct with National Securities Corporation alleging unsuitability, and/or breach of fiduciary duty. These claims were settled for $325,000 and $250,000.
FINRA reports that an arbitration claims involving Levert Caldwell’s conduct with National Securities Corporation is currently pending. This claim alleges churning, unsuitability, and breach of fiduciary duty. This pending arbitration claims seeks damages of $400,000.
If you lost any money on investments with Levert Caldwell you may be able to recover your losses from National Securities Corporation and/or First Standard Financial Company, LLC. This is because National Securities Corporation and/or First Standard Financial Company, LLC had a duty to supervise Levert Caldwell.
If you lost money on investments with Levert Caldwell and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against National Securities Corporation and/or First Standard Financial Company, LLC concerning Levert Caldwell’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Levert Caldwell and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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