Goodman & Nekvasil P.A, May Recover Investor Losses – Kenneth Charles Butler (Ken Butler) Fired by Financial West Group From 1999 until Ken Butler’s firing in 2012, Ken Butler was licensed with Financial West Group. According to FINRA’s records, Ken Butler was fired by Financial West Group on May 30, 2012. Financial West Group reported to FINRA that Ken Butler was …

Goodman & Nekvasil P.A., May Recover Investor Losses | Mike Azad – Financial Advisor Mike Azad Barred from the Securities Industry Mike Azad aka Masood Husain Azad CRD #4798445 From 2015 until Mike Azad’s firing in 2017, Mike Azad was licensed with First Allied Securities, Inc. Previously, Mike Azad was licensed with Voya Financial Advisors, Inc. from 2004 until leaving in …

Goodman & Nekvasil P.A., May Recover Investor Losses – Emile Renoir Anderson (Emile Anderson) Fired by Raymond James Financial Services, Inc. From 2011 until Emile Anderson’s firing in 2014, Emile Anderson was licensed with Raymond James Financial Services, Inc. According to FINRA’s records, Emile Anderson was fired by Raymond James Financial Services, Inc. on September 17, 2014. Raymond James Financial Services, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Donna Kay Beers (Donna Beers) Formerly Licensed with Titan Securities in Texas, Barred from Securities Industry From 2009 until 2013, Donna Beers was licensed with Titan Securities in Addison Texas. Titan Securities reported to FINRA that Donna Beers had a settled claim that alleged that Donna Beers recommended an investment into an LLC …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stephen Thomas Hurtuk (Stephen Hurtuk) Formerly Licensed with Stifel, Nicolaus & Company, Incorporated From 2007 to 2017 Stephen Hurtuk was licensed with Stifel, Nicolaus & Company, Incorporated. FINRA reports that two complaints were filed involving Stephen Hurtuk’s conduct with Stifel, Nicolaus & Company, Incorporated, alleging unsuitable trades and/or that Stephen Hurtuk failed …

Goodman & Nekvasil P.A., May Recover Investor Losses – Dominic Joseph Linsalata Jr. (Dominic Linsalata) Formerly Licensed with Dawson James Securities, Inc. Dominic Linsalata has been licensed with Newbridge Securities Corporation since 2016. Dominic Linsalata was previously licensed with Dawson James Securities, Inc. and Chelsea Financial Services. FINRA reports that an arbitration claim was filed involving Dominic Linsalata’s conduct with Dawson …

Matthew Moll – Financial Advisor Matthew Moll Resigned from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses  Matthew Moll CRD #5040224 From 2011 until Matthew Moll’s resignation in 2013, Matthew Moll was licensed with Charles Schwab & Co., Inc. According to FINRA’s records, Matthew Moll resigned from Charles Schwab & Co., Inc. on December 16, 2013. Charles Schwab & …

Goodman & Nekvasil P.A., May Recover Investor Losses – David Persaud – Dwarka Persaud Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated  From 2014 until David Persaud’s firing in 2015, David Persaud was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. David Persaud was previously licensed with Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. According …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Patrick Oneil (James Oneil) Fired from Merrill Lynch, Pierce, Fenner & Smith Incorporated  From 2011 until James Oneil’s firing in 2015, James Oneil was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. James Oneil is now licensed with HD Vest Investment Services, According to FINRA’s records, James Oneil was fired …

Craig Steven Nomberg (Craig Nomberg) Licensed with David Lerner Associates, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses  Since December 2000, Craig Nomberg has been licensed with David Lerner Associates, Inc. FINRA reports that an arbitration claim involving Craig Nomberg’s conduct with David Lerner Associates, Inc. was filed alleging misrepresentation and unsuitability. This case did not settle and …