GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – SEYED AHMAD HASHEMIAN LICENSED WITH CENTAURUS FINANCIAL, INC. Seyed Hashemian has been licensed with Centaurus Financial, Inc. since October 2009. Seyed Hashemian was censured and fined $10,000 by the Financial Industry Regulatory Authority (FINRA) in May 2010. Seyed Hashemian consented to the entry of FINRA findings that Seyed Hashemian acted as …
Bruce Greenwald – Arbitration Claims Filed Involving Financial Advisor Bruce Greenwald
Goodman & Nekvasil May Recover Investor Losses | Bruce Greenwald, Arbitration Claims Filed Involving Financial Advisor Bruce Greenwald Bruce Greenwald CRD #1413095 From 2009-2016, Bruce Greenwald was licensed with Morgan Stanley. Bruce Greenwald is now licensed with Purshe Kaplan Sterling Investments. FINRA reports that an arbitration claim has been filed alleging misrepresentation and failure to follow instructions with respect to investments …
Marisel Velez – Financial Advisor Marisel Velez Discharged from Citigroup Global Markets, Inc
Marisel Velez – Financial Advisor Marisel Velez Discharged from Citigroup Global Markets, Inc | Goodman & Nekvasil, PA May Recover Investor Losses Marisel Velez CRD #1719900 From 2007 until Marisel Velez’ firing in 2014, Marisel Velez was licensed with Citigroup Global Markets, Inc. Marisel Velez is now licensed with Vectorglobal WMG. According to FINRA records, Marisel Velez was fired by Citigroup Global …
JOHN BULKLEY MEACHAM FIRED BY WELLS FARGO ADVISORS, LLC AND PERMITTED TO RESIGN FROM CHAPIN DAVIS – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JOHN BULKLEY MEACHAM FIRED BY WELLS FARGO ADVISORS, LLC AND PERMITTED TO RESIGN FROM CHAPIN DAVIS Until very recently, John Meacham was licensed with Capital Portfolio Management, Inc. According to FINRA’s records John Meacham was permitted to resign from Chapin Davis on October 5, 2012, after Chapin Davis was notified that …
USA BARCELONA HOTEL LAND COMPANY I, LLC – GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR LOSSES
GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR LOSSES – USA BARCELONA HOTEL LAND COMPANY I, LLC In May 2016, Robert Kerrigan consented to a bar from the securities and investment banking industry by the Financial Industry Regulatory Authority (“FINRA”) for refusing to provide documents and information requested by FINRA during an investigation into allegations that he participated in undisclosed private securities …
ROBERT JOSEPH KERRIGAN, SR. BARRED FROM SECURITIES INDUSTRY – GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR LOSSES ON USA BARCELONA INVESTMENT
GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR LOSSES ON USA BARCELONA INVESTMENT – ROBERT JOSEPH KERRIGAN, SR. BARRED FROM SECURITIES INDUSTRY In May 2016, Robert Kerrigan consented to a bar from the securities and investment banking industry by the Financial Industry Regulatory Authority (“FINRA”) for refusing to provide documents and information requested by FINRA during an investigation into allegations that he …
Gregg Weiss – Financial Advisor Permitted to Resign from Morgan Stanley
Gregg Weiss – Financial Advisor Permitted to Resign from Morgan Stanley | Goodman & Nekvasil PA May Recover Investor Losses Gregg Weiss Financial Advisor CRD #2416959 From 2010 until Gregg Weiss’ resignation in 2016, Gregg Weiss was licensed with Morgan Stanley. Gregg Weiss is now licensed with Coastal Equities, Inc. According to FINRA records, Gregg Weiss was permitted to resign …
GEORGE AUGUST WALTERS III LICENSED WITH INTERNATIONAL ASSETS ADVISORY, LLC – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GEORGE AUGUST WALTERS III LICENSED WITH INTERNATIONAL ASSETS ADVISORY, LLC – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES Since 2011, George Walters III has been licensed with nternational Assets Advisory, LLC. FINRA reports that an arbitration claim has been filed, alleging inappropriate and unsuitable actions while George Walters III was with International Assets Advisory, LLC. This pending arbitration claim …
WENDY ANN WURST SUSPENDED FROM SECURITIES INDUSTRY – GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – WENDY ANN WURST SUSPENDED FROM SECURITIES INDUSTRY Wendy Wurst was suspended from the securities and investment banking industry for six-months and fined $50,000 by the Financial Industry Regulatory Authority (FINRA) in February 2015. Wendy Wurst is now licensed with Hennion & Walsh, Inc. and was previously licensed with PMK Securities & …
ROBERT BUREL WEST II FIRED BY EDWARD JONES – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – ROBERT BUREL WEST II FIRED BY EDWARD JONES From 2014 until Robert West II’s firing in 2017, Robert West II was licensed with Edward Jones. Robert West II is now licensed with International Assets Advisory, LLC. According to FINRA’s records, Robert West II was fired by Edward Jones on Feb 24, 2017. …

