James Patrick Oneil (James Oneil) Fired from Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – James Patrick Oneil (James Oneil) Fired from Merrill Lynch, Pierce, Fenner & Smith Incorporated 

From 2011 until James Oneil’s firing in 2015, James Oneil was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. James Oneil is now licensed with HD Vest Investment Services, According to FINRA’s records, James Oneil was fired from Merrill Lynch, Pierce, Fenner & Smith Incorporated on December 14, 2015. Merrill Lynch, Pierce, Fenner & Smith Incorporated reported to FINRA that James Oneil’s firing related to conduct involving failure to adhere to Firm standards related to client sensitive information, resulting in a loss of management’s confidence.

If you lost money on investments with James Oneil and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or HD Vest Investment Services concerning James Oneil’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with James Oneil and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

 

Keywords: James Patrick Oneil, James Oneil, Oneil, Merrill Lynch, HD Vest Investment, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

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