Goodman & Nekvasil P.A, May Recover Investor Losses – Alberto Castaner Licensed with Morgan Stanley
Since 2014, Alberto Castaner has been licensed with Morgan Stanley. Alberto Castaner was previously licensed with Popular Securities, LLC. FINRA reports that two arbitration claims were filed involving Alberto Castaner’s conduct with Popular Securities, LLC alleging misrepresentation and/or poor recommendations related to PR Bonds and/or other investments. These claims were settled for $150,000 and $37,000.
FINRA also reports that an arbitration claim involving Alberto Castaner’s conduct with Popular Securities, LLC is pending. This claim alleges that the Branch Manager failed to reasonably supervise the Financial Consultant’s investment recommendations, which the Claimants maintain were not suitable. This pending arbitration claim seeks damages of $348,348.
If you lost any money on investments with Alberto Castaner, you may be able to recover your losses from Morgan Stanley and/or Popular Securities, LLC. This is because Morgan Stanley and Popular Securities, LLC had a duty to supervise Alberto Castaner.
If you lost money on investments with Alberto Castaner and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Morgan Stanley and/or Popular Securities, LLC concerning Alberto Castaner’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Alberto Castaner and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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