Goodman & Nekvasil P.A, May Recover Investor Losses – Juan Guillermo Herrans Barreras Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated
Since 2010, Juan Guillermo Herrans Barreras has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that two arbitration claims were filed involving Juan Guillermo Herrans Barreras’ conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or UBS Financial Services, Inc. alleging misrepresentation, omission of material facts, and/or unsuitable investment recommendations. These claims were settled for $250,000 and $55,000.
FINRA also reports that an arbitration claim involving Juan Guillermo Herrans Barreras’ conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated is currently pending. This claim alleges unsuitable investment recommendations and omission of material facts. This pending arbitration claim seeks damages of $500,000.
If you lost any money on investments with Juan Guillermo Herrans Barreras, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith Incorporated This is because Merrill Lynch, Pierce, Fenner & Smith Incorporated had a duty to supervise Juan Guillermo Herrans Barreras.
If you lost money on investments with Juan Guillermo Herrans Barreras and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated concerning Juan Guillermo Herrans Barreras’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Juan Guillermo Herrans Barreras and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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